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MVC CAPITAL INC
MVC CAPITAL INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 68 Institutional holders with a total value of $94,420,728.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Hillsdale Investment Management Inc. 10,600 114,000 0.12%
52 PRELUDE CAPITAL MANAGEMENT, LLC 8,200 88,000 0.09%
53 ROYAL BANK OF CANADA 6,701 72,000 0.08%
54 BARCLAYS PLC 5,117 51,000 0.05%
55 D.A. DAVIDSON & CO. 3,972 42,000 0.04%
56 ENVESTNET ASSET MANAGEMENT INC 2,669 29,000 0.03%
57 Thomas J. Herzfeld Advisors, Inc. 2,618 28,000 0.03%
58 Tower Research Capital LLC (TRC) 1,710 18,000 0.02%
59 MANAGED ACCOUNT ADVISORS LLC 1,610 17,000 0.02%
60 FIFTH THIRD BANCORP 700 8,000 0.01%
61 DEUTSCHE BANK AG\ 780 8,000 0.01%
62 CITIGROUP INC 419 5,000 0.01%
63 LADENBURG THALMANN FINANCIAL SERVICES INC. 300 3,000 0.00%
64 WESTPORT RESOURCES MANAGEMENT INC 300 3,000 0.00%
65 DUNCKER STREETT & CO INC 275 3,000 0.00%
66 US BANCORP \DE\ 155 2,000 0.00%
67 MSI Financial Services Inc 90 1,000 0.00%
68 Waverly Advisors, LLC 115 1,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.