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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 79 Institutional holders with a total value of $416,036,815.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Allworth Financial LP 200 4,000 0.00%
3 US BANCORP \DE\ 450 8,000 0.00%
4 Kistler-Tiffany Companies, LLC 500 9,000 0.00%
5 Winslow, Evans & Crocker, Inc. 526 9,394 0.00%
6 PNC FINANCIAL SERVICES GROUP, INC. 1,102 20,000 0.00%
7 Tower Research Capital LLC (TRC) 1,221 22,000 0.01%
8 WEALTHPLAN PARTNERS, LLC 1,309 23,421 0.01%
9 FLOW TRADERS U.S. LLC 1,562 28,000 0.01%
10 Advisory Services Network, LLC 2,567 46,000 0.01%
11 Carroll Financial Associates, Inc. 3,770 67,000 0.02%
12 Shamrock Asset Management LLC 3,982 71,000 0.02%
13 Formidable Asset Management, LLC 8,500 146,000 0.04%
14 JPMORGAN CHASE & CO 9,412 168,000 0.04%
15 SMITH HAYES Advisers, Inc 11,955 214,000 0.05%
16 NATIONAL PLANNING CORP 15,202 239,000 0.06%
17 First Allied Advisory Services, Inc. 14,319 253,000 0.06%
18 B. Riley Wealth Advisors, Inc. 14,802 265,000 0.06%
19 ENVESTNET ASSET MANAGEMENT INC 14,984 268,000 0.06%
20 BRONFMAN E.L. ROTHSCHILD, L.P. 15,000 268,000 0.06%
21 SMITH, MOORE & CO. 16,642 298,000 0.07%
22 ATWOOD & PALMER INC 16,640 298,000 0.07%
23 Moors & Cabot, Inc. 19,205 345,000 0.08%
24 STEPHENS INC /AR/ 19,791 354,000 0.09%
25 NewEdge Advisors, LLC 21,318 379,000 0.09%
26 Wills Financial Group, Inc. 21,192 379,000 0.09%
27 GIRARD SECURITIES, INC. 21,456 383,000 0.09%
28 Private Advisor Group, LLC 21,671 388,000 0.09%
29 TWO SIGMA SECURITIES, LLC 21,882 391,000 0.09%
30 Dynamic Advisor Solutions LLC 23,791 426,000 0.10%
31 INVESTMENT CENTERS OF AMERICA INC 23,947 429,000 0.10%
32 Jaffetilchin Investment Partners, LLC 24,199 433,000 0.10%
33 ADVANTAGE INVESTMENT MANAGEMENT, LLC 27,666 495,000 0.12%
34 Cetera Advisor Networks LLC 29,402 522,000 0.13%
35 BENJAMIN F. EDWARDS & COMPANY, INC. 29,779 533,000 0.13%
36 Sigma Planning Corp 36,166 647,000 0.16%
37 HEFTY WEALTH PARTNERS 37,434 669,000 0.16%
38 Aspen Investment Management Inc 39,172 701,000 0.17%
39 WFG Advisors, LP 39,983 715,000 0.17%
40 WEDBUSH SECURITIES INC 41,628 745,000 0.18%
41 OPPENHEIMER & CO INC 41,958 751,000 0.18%
42 ALLEGIS INVESTMENT ADVISORS, LLC 43,827 784,000 0.19%
43 LADENBURG THALMANN FINANCIAL SERVICES INC. 45,236 810,000 0.19%
44 Prospera Financial Services Inc 49,740 890,000 0.21%
45 IFP ADVISORS, INC 50,175 898,000 0.22%
46 IFC Holdings Incorporated/FL 52,116 929,000 0.22%
47 OLD MISSION CAPITAL LLC 53,561 958,000 0.23%
48 SUSQUEHANNA INTERNATIONAL GROUP, LLP 54,939 983,000 0.24%
49 Janney Montgomery Scott LLC 56,721 1,015,000 0.24%
50 SNS Financial Group, LLC 57,895 1,036,000 0.25%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.