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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 69 Institutional holders with a total value of $207,928,180.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 IHT WEALTH MANAGEMENT, LLC 125 2,000 0.00%
3 PNC FINANCIAL SERVICES GROUP, INC. 225 4,000 0.00%
4 ENVESTNET ASSET MANAGEMENT INC 337 6,000 0.00%
5 GLOBAL RETIREMENT PARTNERS, LLC 395 7,000 0.00%
6 Winslow, Evans & Crocker, Inc. 526 8,942 0.00%
7 HEFTY WEALTH PARTNERS 630 10,000 0.00%
8 US BANCORP \DE\ 711 12,000 0.01%
9 NEXT Financial Group, Inc 1,700 29,000 0.01%
10 SEI INVESTMENTS CO 1,683 29,000 0.01%
11 CREATIVE FINANCIAL DESIGNS INC /ADV 2,000 34,000 0.02%
12 FLOW TRADERS U.S. LLC 2,214 38,000 0.02%
13 BANK OF MONTREAL /CAN/ 2,700 46,000 0.02%
14 BELLWETHER INVESTMENT GROUP, LLC 5,672 97,000 0.05%
15 BENJAMIN F. EDWARDS & COMPANY, INC. 5,750 98,000 0.05%
16 FDx Advisors, Inc. 12,271 209,000 0.10%
17 Jaffetilchin Investment Partners, LLC 13,158 224,000 0.11%
18 Prospera Financial Services Inc 13,856 239,000 0.11%
19 GENEOS WEALTH MANAGEMENT INC. 14,158 241,000 0.12%
20 TWO SIGMA SECURITIES, LLC 14,420 246,000 0.12%
21 STEPHENS INC /AR/ 14,630 249,000 0.12%
22 NewEdge Advisors, LLC 15,457 277,000 0.13%
23 Cutter & CO Brokerage, Inc. 17,600 300,000 0.14%
24 INVESTMENT CENTERS OF AMERICA INC 18,308 311,000 0.15%
25 Moors & Cabot, Inc. 18,555 316,000 0.15%
26 Dynamic Advisor Solutions LLC 18,714 319,000 0.15%
27 SII INVESTMENTS INC/WI 19,277 330,000 0.16%
28 Janney Montgomery Scott LLC 20,597 351,000 0.17%
29 WFG Advisors, LP 21,488 366,000 0.18%
30 Cetera Advisor Networks LLC 23,040 391,000 0.19%
31 Regal Investment Advisors LLC 22,991 392,000 0.19%
32 First Heartland Consultants, Inc. 25,633 437,000 0.21%
33 GIRARD SECURITIES, INC. 25,952 442,000 0.21%
34 WEDBUSH SECURITIES INC 29,386 500,000 0.24%
35 NATIONAL PLANNING CORP 27,691 517,000 0.25%
36 CITIGROUP INC 36,833 627,000 0.30%
37 OLD MISSION CAPITAL, LLC 41,639 709,000 0.34%
38 ATWOOD & PALMER INC 41,910 714,000 0.34%
39 ADVANTAGE INVESTMENT MANAGEMENT, LLC 42,077 717,000 0.34%
40 Cetera Advisors LLC 44,904 767,000 0.37%
41 CITADEL ADVISORS LLC 52,073 887,000 0.43%
42 Stratos Wealth Partners, LTD. 59,026 1,005,000 0.48%
43 OPPENHEIMER & CO INC 60,297 1,027,000 0.49%
44 Cambridge Investment Research Advisors, Inc. 60,451 1,029,000 0.49%
45 Commonwealth Equity Services, Inc 62,456 1,064,000 0.51%
46 Virtu KCG Holdings LLC 64,213 1,094,000 0.53%
47 SNS Financial Group, LLC 67,458 1,149,000 0.55%
48 D.A. DAVIDSON & CO. 72,798 1,239,000 0.60%
49 STIFEL FINANCIAL CORP 90,802 1,542,000 0.74%
50 LADENBURG THALMANN FINANCIAL SERVICES INC. 103,257 1,787,000 0.86%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.