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NUVEEN CORE EQUITY ALPHA FD
NUVEEN CORE EQUITY ALPHA FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 32 Institutional holders with a total value of $42,337,413.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Cordasco Financial Network 19 0 0.00%
2 Hoxton Financial, Inc. 351 6,000 0.01%
3 People's United Financial, Inc. 575 9,000 0.02%
4 Tower Research Capital LLC (TRC) 1,427 23,000 0.05%
5 FIFTH THIRD BANCORP 1,500 24,000 0.06%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,776 28,000 0.07%
7 PNC FINANCIAL SERVICES GROUP, INC. 2,787 44,000 0.10%
8 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 5,950 94,000 0.22%
9 Formidable Asset Management, LLC 6,500 103,000 0.24%
10 Thomas J. Herzfeld Advisors, Inc. 7,138 113,000 0.27%
11 AMERICAN INTERNATIONAL GROUP, INC. 10,404 164,800 0.39%
12 Janney Montgomery Scott LLC 10,960 173,613 0.41%
13 GOLDMAN SACHS GROUP INC 11,345 180,000 0.43%
14 OPPENHEIMER & CO INC 11,326 180,000 0.43%
15 STEEL GROVE CAPITAL ADVISORS, LLC 18,425 297,000 0.70%
16 ROYAL BANK OF CANADA 20,606 326,000 0.77%
17 Commonwealth Equity Services, Inc 20,670 327,000 0.77%
18 Invesco Ltd. 21,273 337,000 0.80%
19 DOLIVER ADVISORS, LP 32,874 521,000 1.23%
20 LPL Financial LLC 39,095 620,000 1.46%
21 Karpus Management, Inc. 41,807 662,000 1.56%
22 USCA RIA LLC 74,084 1,173,000 2.77%
23 MORGAN STANLEY 79,542 1,260,000 2.98%
24 WOLVERINE ASSET MANAGEMENT LLC 83,057 1,315,000 3.11%
25 BANK OF AMERICA CORP /DE/ 84,096 1,332,000 3.15%
26 Jacobus Wealth Management, Inc. 115,925 1,836,000 4.34%
27 UBS Group AG 129,962 2,059,000 4.86%
28 WELLS FARGO & COMPANY/MN 194,185 3,076,000 7.27%
29 GUGGENHEIM CAPITAL LLC 273,817 4,339,000 10.25%
30 Shaker Financial Services, LLC 312,563 4,951,000 11.69%
31 RAYMOND JAMES & ASSOCIATES 315,845 5,003,000 11.82%
32 Advisors Asset Management, Inc. 742,471 11,761,000 27.78%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.