| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,081,796 | 20,770,000 | 16.15% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 1,008,064 | 19,354,000 | 15.05% | ||
| 3 | Invesco Ltd. | 762,066 | 14,632,000 | 11.38% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 652,582 | 12,529,000 | 9.74% | ||
| 5 | MORGAN STANLEY | 540,331 | 10,374,000 | 8.07% | ||
| 6 | Jacobus Wealth Management, Inc. | 470,370 | 9,031,000 | 7.02% | ||
| 7 | COHEN & STEERS, INC. | 300,099 | 5,762,000 | 4.48% | ||
| 8 | CORNERSTONE ADVISORS INC | 212,625 | 4,082,000 | 3.17% | ||
| 9 | NEWGATE CAPITAL MANAGEMENT LLC | 168,081 | 3,227,000 | 2.51% | ||
| 10 | Aris Wealth Services, Inc. | 167,454 | 3,215,000 | 2.50% | ||
| 11 | BB&T SECURITIES, LLC | 16,067 | 3,084,000 | 2.40% | ||
| 12 | WELLS FARGO & COMPANY/MN | 148,261 | 2,846,000 | 2.21% | ||
| 13 | LPL Financial LLC | 140,646 | 2,700,000 | 2.10% | ||
| 14 | UBS AG | 139,642 | 2,681,000 | 2.09% | ||
| 15 | CITY NATIONAL BANK | 82,967 | 1,593,000 | 1.24% | ||
| 16 | Tortoise Investment Management, LLC | 76,006 | 1,459,000 | 1.13% | ||
| 17 | JPMORGAN CHASE & CO | 64,580 | 1,240,000 | 0.96% | ||
| 18 | STIFEL FINANCIAL CORP | 63,880 | 1,226,000 | 0.95% | ||
| 19 | TFS CAPITAL LLC | 54,427 | 1,045,000 | 0.81% | ||
| 20 | Marathon Trading Investment Management LLC | 40,000 | 768,000 | 0.60% | ||
| 21 | ROBINSON CAPITAL MANAGEMENT, LLC | 38,833 | 746,000 | 0.58% | ||
| 22 | GEODE CAPITAL MANAGEMENT, LLC | 32,849 | 630,000 | 0.49% | PRN | |
| 23 | BECK CAPITAL MANAGEMENT, LLC | 28,533 | 554,000 | 0.43% | ||
| 24 | First Allied Advisory Services, Inc. | 27,611 | 531,000 | 0.41% | ||
| 25 | RAYMOND JAMES & ASSOCIATES | 22,788 | 438,000 | 0.34% | ||
| 26 | HighTower Advisors, LLC | 20,257 | 389,000 | 0.30% | ||
| 27 | FineMark National Bank & Trust | 19,795 | 380,000 | 0.30% | ||
| 28 | CAHILL FINANCIAL ADVISORS INC | 18,937 | 364,000 | 0.28% | ||
| 29 | VSR Financial Services, Inc. | 15,100 | 290,000 | 0.23% | ||
| 30 | BLAIR WILLIAM & CO/IL | 14,950 | 287,000 | 0.22% | ||
| 31 | ROYAL BANK OF CANADA | 14,400 | 276,000 | 0.21% | ||
| 32 | CENTRAL TRUST Co | 12,064 | 232,000 | 0.18% | ||
| 33 | Global Endowment Management, LP | 12,000 | 230,000 | 0.18% | ||
| 34 | NEW ENGLAND SECURITIES CORP /MA/ | 11,882 | 228,000 | 0.18% | ||
| 35 | Private Advisor Group, LLC | 11,648 | 224,000 | 0.17% | ||
| 36 | CIBC BANK USA | 11,045 | 212,000 | 0.16% | ||
| 37 | WOLVERINE ASSET MANAGEMENT LLC | 9,336 | 179,000 | 0.14% | ||
| 38 | CAPTRUST FINANCIAL ADVISORS | 7,712 | 149,000 | 0.12% | ||
| 39 | WESTPORT RESOURCES MANAGEMENT INC | 7,200 | 138,000 | 0.11% | ||
| 40 | US BANCORP \DE\ | 6,190 | 119,000 | 0.09% | ||
| 41 | SRH ADVISORS, LLC | 4,321 | 83,000 | 0.06% | ||
| 42 | DEUTSCHE BANK AG\ | 2,794 | 53,000 | 0.04% | ||
| 43 | CITIGROUP INC | 2,281 | 44,000 | 0.03% | ||
| 44 | BANK OF MONTREAL /CAN/ | 1,765 | 34,000 | 0.03% | ||
| 45 | Crosspoint Capital Strategies, LLC | 1,646 | 32,000 | 0.02% | ||
| 46 | JNBA Financial Advisors | 1,235 | 24,000 | 0.02% | ||
| 47 | Westchester Capital Management, LLC | 1,050 | 20,000 | 0.02% | ||
| 48 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,005 | 19,000 | 0.01% | ||
| 49 | Tower Research Capital LLC (TRC) | 665 | 13,000 | 0.01% | ||
| 50 | Hudock, Inc. | 689 | 13,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
