| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,320,125 | 16,594,000 | 15.83% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 1,280,615 | 16,098,000 | 15.36% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 991,333 | 12,463,000 | 11.89% | ||
| 4 | Invesco Ltd. | 756,283 | 9,506,000 | 9.07% | ||
| 5 | SIT INVESTMENT ASSOCIATES INC | 682,970 | 8,585,000 | 8.19% | ||
| 6 | Jacobus Wealth Management, Inc. | 465,506 | 5,851,000 | 5.58% | ||
| 7 | WELLS FARGO & COMPANY/MN | 427,628 | 5,376,000 | 5.13% | ||
| 8 | UBS Group AG | 403,166 | 5,068,000 | 4.83% | ||
| 9 | MORGAN STANLEY | 388,500 | 4,883,000 | 4.66% | ||
| 10 | COHEN & STEERS, INC. | 256,815 | 3,228,000 | 3.08% | ||
| 11 | ROYAL BANK OF CANADA | 250,153 | 3,144,000 | 3.00% | ||
| 12 | Aris Wealth Services, Inc. | 216,312 | 2,719,000 | 2.59% | ||
| 13 | CITY NATIONAL BANK | 190,336 | 2,393,000 | 2.28% | ||
| 14 | LPL Financial LLC | 98,527 | 1,365,000 | 1.30% | ||
| 15 | POINTE CAPITAL MANAGEMENT LLC | 101,545 | 1,276,000 | 1.22% | ||
| 16 | HighTower Advisors, LLC | 71,242 | 897,000 | 0.86% | ||
| 17 | JPMORGAN CHASE & CO | 64,580 | 812,000 | 0.77% | ||
| 18 | Raymond James Financial Services Advisors, Inc. | 57,658 | 725,000 | 0.69% | ||
| 19 | Tortoise Investment Management, LLC | 50,048 | 629,000 | 0.60% | ||
| 20 | RAYMOND JAMES & ASSOCIATES | 35,716 | 449,000 | 0.43% | ||
| 21 | Janney Montgomery Scott LLC | 20,662 | 260,000 | 0.25% | ||
| 22 | STIFEL FINANCIAL CORP | 20,079 | 252,000 | 0.24% | ||
| 23 | CAHILL FINANCIAL ADVISORS INC | 18,341 | 231,000 | 0.22% | ||
| 24 | OPPENHEIMER & CO INC | 17,514 | 220,000 | 0.21% | ||
| 25 | D.A. DAVIDSON & CO. | 16,800 | 211,000 | 0.20% | ||
| 26 | BB&T SECURITIES, LLC | 16,423 | 206,000 | 0.20% | ||
| 27 | Commonwealth Equity Services, Inc | 15,996 | 201,000 | 0.19% | ||
| 28 | CREDIT SUISSE AG/ | 13,804 | 174,000 | 0.17% | ||
| 29 | MSI Financial Services Inc | 12,174 | 153,000 | 0.15% | ||
| 30 | Virtu KCG Holdings LLC | 10,456 | 131,000 | 0.12% | ||
| 31 | CENTRAL TRUST Co | 9,000 | 113,000 | 0.11% | ||
| 32 | Parkside Financial Bank & Trust | 7,834 | 98,000 | 0.09% | PRN | |
| 33 | SRH ADVISORS, LLC | 4,321 | 54,000 | 0.05% | ||
| 34 | US BANCORP \DE\ | 3,840 | 48,000 | 0.05% | ||
| 35 | DEUTSCHE BANK AG\ | 3,794 | 47,000 | 0.04% | ||
| 36 | ASSETMARK, INC | 3,738 | 47,000 | 0.04% | ||
| 37 | Tower Research Capital LLC (TRC) | 3,623 | 46,000 | 0.04% | ||
| 38 | CITIGROUP INC | 2,567 | 32,000 | 0.03% | ||
| 39 | GUPTA WEALTH MANAGEMENT LLC | 2,573 | 32,000 | 0.03% | ||
| 40 | PNC FINANCIAL SERVICES GROUP, INC. | 2,352 | 30,000 | 0.03% | ||
| 41 | ENVESTNET ASSET MANAGEMENT INC | 2,058 | 26,000 | 0.02% | ||
| 42 | BANK OF MONTREAL /CAN/ | 1,765 | 22,000 | 0.02% | ||
| 43 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,402 | 18,000 | 0.02% | ||
| 44 | NEXT Financial Group, Inc | 1,500 | 18,000 | 0.02% | ||
| 45 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,430 | 18,000 | 0.02% | ||
| 46 | JNBA Financial Advisors | 1,235 | 16,000 | 0.02% | ||
| 47 | CAPTRUST FINANCIAL ADVISORS | 1,090 | 14,000 | 0.01% | ||
| 48 | Westchester Capital Management, LLC | 1,050 | 13,000 | 0.01% | ||
| 49 | AMERICAN INTERNATIONAL GROUP, INC. | 675 | 9,000 | 0.01% | ||
| 50 | Hudock, Inc. | 689 | 8,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
