| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,295,519 | 28,644,000 | 18.62% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 1,023,197 | 22,623,000 | 14.70% | ||
| 3 | Invesco Ltd. | 895,856 | 19,807,000 | 12.87% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 670,458 | 14,823,000 | 9.63% | ||
| 5 | Jacobus Wealth Management, Inc. | 483,995 | 10,701,000 | 6.95% | ||
| 6 | MORGAN STANLEY | 425,914 | 9,417,000 | 6.12% | ||
| 7 | CORNERSTONE ADVISORS INC | 323,046 | 7,143,000 | 4.64% | ||
| 8 | COHEN & STEERS, INC. | 298,099 | 6,591,000 | 4.28% | ||
| 9 | UBS AG | 198,039 | 4,379,000 | 2.85% | ||
| 10 | WELLS FARGO & COMPANY/MN | 190,320 | 4,208,000 | 2.73% | ||
| 11 | Aris Wealth Services, Inc. | 178,449 | 3,946,000 | 2.56% | ||
| 12 | BB&T SECURITIES, LLC | 16,054 | 3,549,000 | 2.31% | ||
| 13 | LPL Financial LLC | 124,218 | 2,727,000 | 1.77% | ||
| 14 | CITY NATIONAL BANK | 122,890 | 2,717,000 | 1.77% | ||
| 15 | 1832 Asset Management L.P. | 101,508 | 2,246,000 | 1.46% | ||
| 16 | Tortoise Investment Management, LLC | 68,403 | 1,512,000 | 0.98% | ||
| 17 | JPMORGAN CHASE & CO | 64,580 | 1,428,000 | 0.93% | ||
| 18 | STIFEL FINANCIAL CORP | 63,430 | 1,402,000 | 0.91% | ||
| 19 | RAYMOND JAMES & ASSOCIATES | 31,190 | 690,000 | 0.45% | ||
| 20 | BECK CAPITAL MANAGEMENT, LLC | 28,598 | 597,000 | 0.39% | ||
| 21 | HighTower Advisors, LLC | 24,711 | 546,000 | 0.35% | ||
| 22 | FineMark National Bank & Trust | 19,795 | 438,000 | 0.28% | ||
| 23 | CAHILL FINANCIAL ADVISORS INC | 18,341 | 406,000 | 0.26% | ||
| 24 | BLAIR WILLIAM & CO/IL | 18,385 | 406,000 | 0.26% | ||
| 25 | ROYAL BANK OF CANADA | 16,085 | 356,000 | 0.23% | ||
| 26 | First Allied Advisory Services, Inc. | 15,444 | 340,000 | 0.22% | ||
| 27 | NEW ENGLAND SECURITIES CORP /MA/ | 12,088 | 267,000 | 0.17% | ||
| 28 | CENTRAL TRUST Co | 12,064 | 267,000 | 0.17% | ||
| 29 | Global Endowment Management, LP | 12,000 | 265,000 | 0.17% | ||
| 30 | CIBC BANK USA | 10,545 | 233,000 | 0.15% | ||
| 31 | Commonwealth Equity Services, Inc | 10,266 | 227,000 | 0.15% | ||
| 32 | VSR Financial Services, Inc. | 10,045 | 222,000 | 0.14% | ||
| 33 | FIFTH THIRD BANCORP | 5,000 | 111,000 | 0.07% | ||
| 34 | US BANCORP \DE\ | 4,490 | 99,000 | 0.06% | ||
| 35 | SRH ADVISORS, LLC | 4,321 | 96,000 | 0.06% | ||
| 36 | DEUTSCHE BANK AG\ | 3,794 | 83,000 | 0.05% | ||
| 37 | CITIGROUP INC | 2,875 | 64,000 | 0.04% | ||
| 38 | One Capital Management, LLC | 2,555 | 57,000 | 0.04% | ||
| 39 | NEXT Financial Group, Inc | 1,975 | 44,000 | 0.03% | ||
| 40 | BANK OF MONTREAL /CAN/ | 1,765 | 39,000 | 0.03% | ||
| 41 | Crosspoint Capital Strategies, LLC | 1,646 | 36,000 | 0.02% | ||
| 42 | JNBA Financial Advisors | 1,235 | 27,000 | 0.02% | ||
| 43 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,210 | 27,000 | 0.02% | ||
| 44 | Westchester Capital Management, LLC | 1,050 | 23,000 | 0.01% | ||
| 45 | Hudock, Inc. | 689 | 15,000 | 0.01% | ||
| 46 | AMERICAN INTERNATIONAL GROUP, INC. | 678 | 14,991 | 0.01% | ||
| 47 | People's United Financial, Inc. | 500 | 11,000 | 0.01% | ||
| 48 | Financial Architects, Inc | 205 | 5,000 | 0.00% | ||
| 49 | Focused Wealth Management, Inc | 10 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
