| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,218,441 | 13,525,000 | 14.05% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 1,116,702 | 12,395,000 | 12.87% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 922,902 | 10,244,000 | 10.64% | ||
| 4 | SIT INVESTMENT ASSOCIATES INC | 891,590 | 9,897,000 | 10.28% | ||
| 5 | Invesco Ltd. | 647,323 | 7,185,000 | 7.46% | ||
| 6 | UBS Group AG | 464,764 | 5,159,000 | 5.36% | ||
| 7 | MORGAN STANLEY | 412,988 | 4,584,000 | 4.76% | ||
| 8 | WELLS FARGO & COMPANY/MN | 367,315 | 4,077,000 | 4.23% | ||
| 9 | ASSETMARK, INC | 270,802 | 3,006,000 | 3.12% | ||
| 10 | DOLIVER ADVISORS, LP | 256,932 | 2,852,000 | 2.96% | ||
| 11 | COHEN & STEERS, INC. | 206,363 | 2,291,000 | 2.38% | ||
| 12 | LPL Financial LLC | 195,912 | 2,192,000 | 2.28% | ||
| 13 | SG Americas Securities, LLC | 173,809 | 1,929,000 | 2.00% | ||
| 14 | Jacobus Wealth Management, Inc. | 160,252 | 1,779,000 | 1.85% | ||
| 15 | RAYMOND JAMES & ASSOCIATES | 156,749 | 1,740,000 | 1.81% | ||
| 16 | ROYAL BANK OF CANADA | 145,852 | 1,619,000 | 1.68% | ||
| 17 | BESSEMER GROUP INC | 100,000 | 1,110,000 | 1.15% | ||
| 18 | GIRARD SECURITIES, INC. | 95,767 | 1,059,000 | 1.10% | ||
| 19 | POINTE CAPITAL MANAGEMENT LLC | 85,612 | 950,000 | 0.99% | ||
| 20 | Raymond James Financial Services Advisors, Inc. | 79,179 | 879,000 | 0.91% | ||
| 21 | Archford Capital Strategies, LLC | 35,900 | 724,000 | 0.75% | ||
| 22 | JPMORGAN CHASE & CO | 64,580 | 717,000 | 0.74% | ||
| 23 | HighTower Advisors, LLC | 62,204 | 692,000 | 0.72% | ||
| 24 | Weiss Asset Management LP | 55,639 | 618,000 | 0.64% | ||
| 25 | CREDIT SUISSE AG/ | 48,344 | 536,000 | 0.56% | ||
| 26 | Tortoise Investment Management, LLC | 47,784 | 530,000 | 0.55% | ||
| 27 | TFS CAPITAL LLC | 41,899 | 465,000 | 0.48% | ||
| 28 | Ionic Capital Management LLC | 32,452 | 361,000 | 0.37% | ||
| 29 | Janney Montgomery Scott LLC | 28,788 | 320,000 | 0.33% | ||
| 30 | NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 26,813 | 298,000 | 0.31% | ||
| 31 | D.A. DAVIDSON & CO. | 23,500 | 260,000 | 0.27% | ||
| 32 | Coe Capital Management, LLC | 20,000 | 222,000 | 0.23% | ||
| 33 | BB&T SECURITIES, LLC | 16,167 | 179,000 | 0.19% | ||
| 34 | Virtu KCG Holdings LLC | 16,038 | 178,000 | 0.18% | ||
| 35 | Aviance Capital Partners, LLC | 14,694 | 163,000 | 0.17% | ||
| 36 | Commonwealth Equity Services, Inc | 12,775 | 142,000 | 0.15% | ||
| 37 | MSI Financial Services Inc | 11,415 | 127,000 | 0.13% | ||
| 38 | Klingman & Associates, LLC | 10,973 | 122,000 | 0.13% | PRN | |
| 39 | TRADELINK CAPITAL LLC | 10,965 | 121,000 | 0.13% | ||
| 40 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 10,910 | 121,000 | 0.13% | ||
| 41 | OPPENHEIMER & CO INC | 10,764 | 120,000 | 0.12% | ||
| 42 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 10,183 | 113,000 | 0.12% | ||
| 43 | CENTRAL TRUST Co | 9,000 | 100,000 | 0.10% | ||
| 44 | IFP ADVISORS, INC | 8,743 | 97,000 | 0.10% | ||
| 45 | ALLEGIS INVESTMENT ADVISORS, LLC | 8,616 | 96,000 | 0.10% | ||
| 46 | Parkside Financial Bank & Trust | 7,834 | 87,000 | 0.09% | PRN | |
| 47 | SRH ADVISORS, LLC | 4,321 | 48,000 | 0.05% | ||
| 48 | CITIGROUP INC | 3,061 | 34,000 | 0.04% | ||
| 49 | DEUTSCHE BANK AG\ | 2,794 | 31,000 | 0.03% | ||
| 50 | US BANCORP \DE\ | 2,600 | 29,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
