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AURIS MED HLDG AG
AURIS MED HLDG AG. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 24 Institutional holders with a total value of $9,767,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 100 0 0.00%
2 Hudock, Inc. 418 0 0.00%
3 CUTLER GROUP LLC / CA 100 0 0.00% Call
4 SIMPLEX TRADING, LLC 207 0 0.00%
5 MORGAN STANLEY 399 0 0.00%
6 Creative Planning 1,000 1,000 0.01%
7 CUTLER GROUP LLC / CA 900 3,000 0.03% Put
8 GROUP ONE TRADING LLC 3,365 4,000 0.04%
9 ACROSPIRE INVESTMENT MANAGEMENT LLC 12,324 13,000 0.13%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 11,900 13,000 0.13% Put
11 CUTLER GROUP LLC / CA 14,772 15,000 0.15%
12 GEODE CAPITAL MANAGEMENT, LLC 16,008 17,000 0.17%
13 WEDBUSH SECURITIES INC 17,300 19,000 0.19%
14 Sigma Planning Corp 17,850 19,000 0.19%
15 Virtu KCG Holdings LLC 20,990 22,000 0.23%
16 MILLENNIUM MANAGEMENT LLC 23,583 25,000 0.26%
17 KEYBANK NATIONAL ASSOCIATION/OH 23,609 25,000 0.26%
18 GOLDMAN SACHS GROUP INC 23,093 25,000 0.26%
19 CREDIT SUISSE AG/ 28,800 31,000 0.32%
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 33,618 36,000 0.37%
21 WASATCH ADVISORS LP 115,864 124,000 1.27%
22 Tekla Capital Management LLC 774,504 829,000 8.49%
23 BELLEVUE GROUP AG 2,169,625 2,321,000 23.76%
24 SOFINNOVA MANAGEMENT VIII, L.L.C. 5,818,175 6,225,000 63.74%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.