| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 568,480 | 13,342,000 | 18.65% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 514,929 | 12,085,000 | 16.90% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 461,131 | 10,823,000 | 15.13% | ||
| 4 | Pine River Capital Management L.P. | 412,200 | 9,674,000 | 13.52% | ||
| 5 | Perella Weinberg Partners Capital Management LP | 200,000 | 4,694,000 | 6.56% | ||
| 6 | Invesco Ltd. | 148,135 | 3,477,000 | 4.86% | ||
| 7 | MORGAN STANLEY | 136,263 | 3,198,000 | 4.47% | ||
| 8 | Paloma Partners Management Co | 120,744 | 2,834,000 | 3.96% | ||
| 9 | ROYAL BANK OF CANADA | 65,248 | 1,531,000 | 2.14% | ||
| 10 | GUGGENHEIM CAPITAL LLC | 61,087 | 1,435,000 | 2.01% | ||
| 11 | TFS CAPITAL LLC | 56,067 | 1,316,000 | 1.84% | ||
| 12 | WELLS FARGO & COMPANY/MN | 34,901 | 819,000 | 1.15% | ||
| 13 | GOLDMAN SACHS GROUP INC | 29,974 | 703,000 | 0.98% | ||
| 14 | COHEN & STEERS, INC. | 28,705 | 674,000 | 0.94% | ||
| 15 | Homrich & Berg | 27,859 | 654,000 | 0.91% | ||
| 16 | SIT INVESTMENT ASSOCIATES INC | 25,400 | 596,000 | 0.83% | ||
| 17 | Cetera Advisor Networks LLC | 20,596 | 479,000 | 0.67% | ||
| 18 | Raymond James Financial Services Advisors, Inc. | 19,337 | 454,000 | 0.63% | ||
| 19 | CTC Alternative Strategies, Ltd. | 17,720 | 415,888 | 0.58% | ||
| 20 | LPL Financial LLC | 16,795 | 394,000 | 0.55% | ||
| 21 | UBS AG | 16,313 | 383,000 | 0.54% | ||
| 22 | Janney Montgomery Scott LLC | 15,753 | 369,735 | 0.52% | ||
| 23 | ROBERTS GLORE & CO INC /IL/ | 15,550 | 365,000 | 0.51% | ||
| 24 | GEODE CAPITAL MANAGEMENT, LLC | 10,749 | 252,000 | 0.35% | PRN | |
| 25 | RAYMOND JAMES & ASSOCIATES | 10,539 | 247,000 | 0.35% | ||
| 26 | Tower Research Capital LLC (TRC) | 4,200 | 99,000 | 0.14% | ||
| 27 | DEUTSCHE BANK AG\ | 4,146 | 96,000 | 0.13% | ||
| 28 | AMERICAN INTERNATIONAL GROUP, INC. | 2,855 | 67,007 | 0.09% | ||
| 29 | US BANCORP \DE\ | 1,305 | 31,000 | 0.04% | ||
| 30 | Focused Wealth Management, Inc | 458 | 11,000 | 0.02% | ||
| 31 | NEW ENGLAND SECURITIES CORP /MA/ | 376 | 9,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
