| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 759,226 | 17,007,000 | 12.60% | ||
| 2 | WELLS FARGO & COMPANY/MN | 512,299 | 11,476,000 | 8.50% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 475,056 | 10,641,000 | 7.88% | ||
| 4 | RELATIVE VALUE PARTNERS GROUP, LLC | 409,223 | 9,167,000 | 6.79% | ||
| 5 | Hilton Capital Management, LLC | 405,744 | 9,089,000 | 6.73% | PRN | |
| 6 | PT ASSET MANAGEMENT, LLC | 402,158 | 9,008,000 | 6.67% | ||
| 7 | EATON VANCE MANAGEMENT | 331,535 | 7,428,000 | 5.50% | ||
| 8 | Saba Capital Management, L.P. | 303,289 | 6,794,000 | 5.03% | ||
| 9 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 287,930 | 6,450,000 | 4.78% | ||
| 10 | BESSEMER GROUP INC | 242,544 | 5,433,000 | 4.02% | ||
| 11 | MARINER INVESTMENT GROUP LLC | 240,000 | 5,376,000 | 3.98% | ||
| 12 | ROYAL BANK OF CANADA | 192,436 | 4,311,000 | 3.19% | ||
| 13 | SIT INVESTMENT ASSOCIATES INC | 174,044 | 3,899,000 | 2.89% | ||
| 14 | Karpus Management, Inc. | 173,200 | 3,880,000 | 2.87% | ||
| 15 | Paloma Partners Management Co | 156,430 | 3,504,000 | 2.60% | ||
| 16 | ICON ADVISERS INC/CO | 155,794 | 3,490,000 | 2.59% | ||
| 17 | MORGAN STANLEY | 153,457 | 3,438,000 | 2.55% | ||
| 18 | Invesco Ltd. | 146,586 | 3,284,000 | 2.43% | ||
| 19 | CREDIT SUISSE AG/ | 95,812 | 2,146,000 | 1.59% | ||
| 20 | CITIGROUP INC | 76,462 | 1,713,000 | 1.27% | ||
| 21 | DUBUQUE BANK & TRUST CO | 56,528 | 1,266,000 | 0.94% | ||
| 22 | Independent Portfolio Consultants, Inc. | 44,985 | 1,008,000 | 0.75% | ||
| 23 | BLACKROCK ADVISORS LLC | 40,072 | 898,000 | 0.67% | ||
| 24 | ROBERTS GLORE & CO INC /IL/ | 25,475 | 571,000 | 0.42% | ||
| 25 | Homrich & Berg | 23,528 | 527,000 | 0.39% | ||
| 26 | Raymond James Financial Services Advisors, Inc. | 23,341 | 523,000 | 0.39% | ||
| 27 | USCA RIA LLC | 21,700 | 486,000 | 0.36% | ||
| 28 | UBS Group AG | 19,650 | 440,000 | 0.33% | ||
| 29 | LPL Financial LLC | 16,938 | 381,000 | 0.28% | ||
| 30 | First Allied Advisory Services, Inc. | 15,490 | 345,000 | 0.26% | ||
| 31 | Independence Trust CO | 13,053 | 292,000 | 0.22% | ||
| 32 | Cetera Advisor Networks LLC | 11,943 | 264,000 | 0.20% | ||
| 33 | Tortoise Investment Management, LLC | 6,300 | 141,000 | 0.10% | ||
| 34 | COHEN & STEERS, INC. | 3,271 | 73,000 | 0.05% | ||
| 35 | DEUTSCHE BANK AG\ | 2,012 | 45,000 | 0.03% | ||
| 36 | AMERICAN INTERNATIONAL GROUP, INC. | 1,526 | 34,000 | 0.03% | ||
| 37 | Global X Management CO LLC | 1,419 | 32,000 | 0.02% | ||
| 38 | US BANCORP \DE\ | 1,346 | 30,000 | 0.02% | ||
| 39 | MSI Financial Services Inc | 1,161 | 26,000 | 0.02% | ||
| 40 | Advisory Services Network, LLC | 1,000 | 22,000 | 0.02% | ||
| 41 | ORRSTOWN FINANCIAL SERVICES INC | 800 | 18,000 | 0.01% | ||
| 42 | Chicago Partners Investment Group LLC | 753 | 17,000 | 0.01% | ||
| 43 | Focused Wealth Management, Inc | 478 | 11,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
