| 1 |
Saba Capital Management, L.P. |
891,750 |
20,644,000 |
18.20% |
|
|
| 2 |
BANK OF AMERICA CORP /DE/ |
586,758 |
13,583,000 |
11.97% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
474,956 |
10,995,000 |
9.69% |
|
|
| 4 |
PT ASSET MANAGEMENT, LLC |
408,392 |
9,454,000 |
8.33% |
|
|
| 5 |
Hilton Capital Management, LLC |
340,748 |
7,888,000 |
6.95% |
|
PRN |
| 6 |
Perella Weinberg Partners Capital Management LP |
289,436 |
6,700,000 |
5.91% |
|
|
| 7 |
Grantham, Mayo, Van Otterloo & Co. LLC |
255,000 |
5,903,000 |
5.20% |
|
|
| 8 |
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
237,304 |
5,494,000 |
4.84% |
|
|
| 9 |
Invesco Ltd. |
204,079 |
4,724,000 |
4.16% |
|
|
| 10 |
Karpus Management, Inc. |
187,500 |
4,341,000 |
3.83% |
|
|
| 11 |
Paloma Partners Management Co |
166,595 |
3,857,000 |
3.40% |
|
|
| 12 |
MORGAN STANLEY |
151,914 |
3,517,000 |
3.10% |
|
|
| 13 |
ROYAL BANK OF CANADA |
125,759 |
2,911,000 |
2.57% |
|
|
| 14 |
MARINER INVESTMENT GROUP LLC |
101,223 |
2,343,000 |
2.07% |
|
|
| 15 |
SIT INVESTMENT ASSOCIATES INC |
97,267 |
2,252,000 |
1.98% |
|
|
| 16 |
WELLS FARGO & COMPANY/MN |
54,029 |
1,251,000 |
1.10% |
|
|
| 17 |
UBS Group AG |
39,168 |
906,000 |
0.80% |
|
|
| 18 |
Independent Portfolio Consultants, Inc. |
37,930 |
878,000 |
0.77% |
|
|
| 19 |
CITIGROUP INC |
37,640 |
872,000 |
0.77% |
|
|
| 20 |
Homrich & Berg |
29,237 |
677,000 |
0.60% |
|
|
| 21 |
CREDIT SUISSE AG/ |
28,015 |
649,000 |
0.57% |
|
|
| 22 |
Raymond James Financial Services Advisors, Inc. |
21,151 |
490,000 |
0.43% |
|
|
| 23 |
SG Americas Securities, LLC |
20,762 |
481,000 |
0.42% |
|
|
| 24 |
LPL Financial LLC |
17,677 |
409,000 |
0.36% |
|
|
| 25 |
ROBERTS GLORE & CO INC /IL/ |
17,050 |
395,000 |
0.35% |
|
|
| 26 |
DOLIVER ADVISORS, LP |
16,015 |
370,000 |
0.33% |
|
|
| 27 |
Cetera Advisor Networks LLC |
12,752 |
292,000 |
0.26% |
|
|
| 28 |
BOOTHBAY FUND MANAGEMENT, LLC |
12,180 |
282,000 |
0.25% |
|
|
| 29 |
CTC Alternative Strategies, Ltd. |
10,320 |
238,908 |
0.21% |
|
|
| 30 |
BLACKROCK ADVISORS LLC |
7,722 |
179,000 |
0.16% |
|
|
| 31 |
COHEN & STEERS, INC. |
3,805 |
88,000 |
0.08% |
|
|
| 32 |
AMERICAN INTERNATIONAL GROUP, INC. |
2,855 |
66,093 |
0.06% |
|
|
| 33 |
REGENTATLANTIC CAPITAL LLC |
2,580 |
59,727 |
0.05% |
|
|
| 34 |
DUBUQUE BANK & TRUST CO |
2,521 |
58,000 |
0.05% |
|
|
| 35 |
B. Riley Wealth Advisors, Inc. |
2,271 |
53,000 |
0.05% |
|
|
| 36 |
MSI Financial Services Inc |
1,385 |
32,000 |
0.03% |
|
|
| 37 |
US BANCORP \DE\ |
1,305 |
30,000 |
0.03% |
|
|
| 38 |
Stratos Wealth Partners, LTD. |
1,177 |
27,248 |
0.02% |
|
|
| 39 |
DEUTSCHE BANK AG\ |
1,012 |
23,000 |
0.02% |
|
|
| 40 |
Focused Wealth Management, Inc |
878 |
20,000 |
0.02% |
|
|
| 41 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
500 |
12,000 |
0.01% |
|
|
| 42 |
NEW ENGLAND SECURITIES CORP /MA/ |
376 |
9,000 |
0.01% |
|
|
| 43 |
BlackRock Investment Management, LLC |
199 |
5,000 |
0.00% |
|
|
