| 1 |
RELATIVE VALUE PARTNERS GROUP, LLC |
1,379,402 |
31,326,000 |
15.30% |
|
|
| 2 |
USCA RIA LLC |
635,105 |
28,252,000 |
13.80% |
|
|
| 3 |
GFS Advisors, LLC |
635,105 |
28,252,000 |
13.80% |
|
|
| 4 |
BANK OF AMERICA CORP /DE/ |
716,736 |
16,112,000 |
7.87% |
|
|
| 5 |
EATON VANCE MANAGEMENT |
648,622 |
14,582,000 |
7.12% |
|
|
| 6 |
WELLS FARGO & COMPANY/MN |
590,173 |
13,268,000 |
6.48% |
|
|
| 7 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
440,708 |
9,907,000 |
4.84% |
|
|
| 8 |
Hilton Capital Management, LLC |
383,726 |
8,626,000 |
4.21% |
|
PRN |
| 9 |
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
356,508 |
8,014,000 |
3.91% |
|
|
| 10 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
314,089 |
7,061,000 |
3.45% |
|
|
| 11 |
MORGAN STANLEY |
213,619 |
4,802,000 |
2.34% |
|
|
| 12 |
BESSEMER GROUP INC |
208,664 |
4,691,000 |
2.29% |
|
|
| 13 |
ROYAL BANK OF CANADA |
204,214 |
4,591,000 |
2.24% |
|
|
| 14 |
SIT INVESTMENT ASSOCIATES INC |
176,821 |
3,975,000 |
1.94% |
|
|
| 15 |
NEW VERNON INVESTMENT MANAGEMENT LLC |
175,000 |
3,934,000 |
1.92% |
|
|
| 16 |
UBS Group AG |
137,585 |
3,093,000 |
1.51% |
|
|
| 17 |
Curi Capital, LLC |
91,315 |
2,053,000 |
1.00% |
|
|
| 18 |
Paloma Partners Management Co |
80,286 |
1,805,000 |
0.88% |
|
|
| 19 |
Raymond James Financial Services Advisors, Inc. |
79,048 |
1,777,000 |
0.87% |
|
|
| 20 |
WESCAP MANAGEMENT GROUP, INC. |
78,476 |
1,764,000 |
0.86% |
|
|
| 21 |
DUBUQUE BANK & TRUST CO |
56,746 |
1,276,000 |
0.62% |
|
|
| 22 |
AMERIPRISE FINANCIAL INC |
47,374 |
1,065,000 |
0.52% |
|
|
| 23 |
Invesco Ltd. |
41,496 |
933,000 |
0.46% |
|
|
| 24 |
Independent Portfolio Consultants, Inc. |
36,550 |
822,000 |
0.40% |
|
|
| 25 |
Tortoise Investment Management, LLC |
29,330 |
659,000 |
0.32% |
|
|
| 26 |
ROBERTS GLORE & CO INC /IL/ |
26,425 |
594,000 |
0.29% |
|
|
| 27 |
Private Advisor Group, LLC |
22,695 |
510,000 |
0.25% |
|
|
| 28 |
Cetera Advisor Networks LLC |
10,753 |
244,000 |
0.12% |
|
|
| 29 |
GREAT AMERICAN GROUP, INC. |
9,733 |
219,000 |
0.11% |
|
|
| 30 |
MSI Financial Services Inc |
6,036 |
136,000 |
0.07% |
|
|
| 31 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
4,490 |
101,000 |
0.05% |
|
|
| 32 |
DEUTSCHE BANK AG\ |
4,012 |
90,000 |
0.04% |
|
|
| 33 |
COHEN & STEERS, INC. |
3,271 |
74,000 |
0.04% |
|
|
| 34 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,526 |
34,000 |
0.02% |
|
|
| 35 |
Global X Management CO LLC |
1,349 |
30,000 |
0.01% |
|
|
| 36 |
US BANCORP \DE\ |
1,346 |
30,000 |
0.01% |
|
|
| 37 |
Advisory Services Network, LLC |
1,000 |
22,000 |
0.01% |
|
|
| 38 |
BRONFMAN E.L. ROTHSCHILD, L.P. |
900 |
20,000 |
0.01% |
|
PRN |
| 39 |
Chicago Partners Investment Group LLC |
753 |
17,000 |
0.01% |
|
|
| 40 |
Focused Wealth Management, Inc |
478 |
11,000 |
0.01% |
|
|
| 41 |
GENEOS WEALTH MANAGEMENT INC. |
410 |
9,000 |
0.00% |
|
|
| 42 |
IFP ADVISORS, INC |
412 |
9,000 |
0.00% |
|
|
| 43 |
PENSERRA CAPITAL MANAGEMENT LLC |
171 |
3,000 |
0.00% |
|
|
