| 1 |
RELATIVE VALUE PARTNERS GROUP, LLC |
1,387,588 |
31,897,000 |
21.04% |
|
|
| 2 |
WELLS FARGO & COMPANY/MN |
781,884 |
18,061,000 |
11.91% |
|
|
| 3 |
BANK OF AMERICA CORP /DE/ |
621,592 |
14,359,000 |
9.47% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
474,931 |
10,971,000 |
7.24% |
|
|
| 5 |
Hilton Capital Management, LLC |
414,948 |
9,585,000 |
6.32% |
|
PRN |
| 6 |
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
392,922 |
9,077,000 |
5.99% |
|
|
| 7 |
EATON VANCE MANAGEMENT |
324,311 |
7,492,000 |
4.94% |
|
|
| 8 |
SIT INVESTMENT ASSOCIATES INC |
230,561 |
5,326,000 |
3.51% |
|
|
| 9 |
BESSEMER GROUP INC |
226,719 |
5,237,000 |
3.45% |
|
|
| 10 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
224,069 |
5,175,000 |
3.41% |
|
|
| 11 |
UBS Group AG |
222,253 |
5,134,000 |
3.39% |
|
|
| 12 |
MORGAN STANLEY |
216,956 |
5,012,000 |
3.31% |
|
|
| 13 |
ROYAL BANK OF CANADA |
210,849 |
4,871,000 |
3.21% |
|
|
| 14 |
NEW VERNON INVESTMENT MANAGEMENT LLC |
152,390 |
3,520,000 |
2.32% |
|
|
| 15 |
ALTFEST L J & CO INC |
122,892 |
2,839,000 |
1.87% |
|
|
| 16 |
Paloma Partners Management Co |
105,200 |
2,430,000 |
1.60% |
|
|
| 17 |
WESCAP MANAGEMENT GROUP, INC. |
79,371 |
1,833,000 |
1.21% |
|
|
| 18 |
AMERIPRISE FINANCIAL INC |
70,958 |
1,639,000 |
1.08% |
|
|
| 19 |
DUBUQUE BANK & TRUST CO |
39,051 |
902,000 |
0.59% |
|
|
| 20 |
Tortoise Investment Management, LLC |
33,230 |
768,000 |
0.51% |
|
|
| 21 |
Private Advisor Group, LLC |
29,606 |
691,000 |
0.46% |
|
|
| 22 |
Raymond James Financial Services Advisors, Inc. |
29,352 |
678,000 |
0.45% |
|
|
| 23 |
ROBERTS GLORE & CO INC /IL/ |
24,825 |
573,000 |
0.38% |
|
|
| 24 |
Invesco Ltd. |
23,559 |
544,000 |
0.36% |
|
|
| 25 |
USCA RIA LLC |
22,252 |
514,000 |
0.34% |
|
|
| 26 |
STIFEL FINANCIAL CORP |
20,000 |
462,000 |
0.30% |
|
|
| 27 |
Concert Wealth Management Inc. |
12,741 |
295,000 |
0.19% |
|
|
| 28 |
Independent Portfolio Consultants, Inc. |
12,310 |
284,000 |
0.19% |
|
|
| 29 |
DOLIVER ADVISORS, LP |
11,512 |
266,000 |
0.18% |
|
|
| 30 |
Cetera Advisor Networks LLC |
10,619 |
246,000 |
0.16% |
|
|
| 31 |
GREAT AMERICAN GROUP, INC. |
9,733 |
225,000 |
0.15% |
|
|
| 32 |
RAYMOND JAMES & ASSOCIATES |
8,658 |
200,000 |
0.13% |
|
|
| 33 |
MSI Financial Services Inc |
6,036 |
139,000 |
0.09% |
|
|
| 34 |
DEUTSCHE BANK AG\ |
4,012 |
92,000 |
0.06% |
|
|
| 35 |
COHEN & STEERS, INC. |
3,271 |
76,000 |
0.05% |
|
|
| 36 |
Global X Management CO LLC |
2,015 |
47,000 |
0.03% |
|
|
| 37 |
ADVISOR GROUP, INC. |
1,526 |
35,000 |
0.02% |
|
|
| 38 |
US BANCORP \DE\ |
1,305 |
30,000 |
0.02% |
|
|
| 39 |
Chicago Partners Investment Group LLC |
1,150 |
27,000 |
0.02% |
|
|
| 40 |
BRONFMAN E.L. ROTHSCHILD, L.P. |
1,064 |
25,000 |
0.02% |
|
PRN |
| 41 |
Advisory Services Network, LLC |
1,000 |
23,000 |
0.02% |
|
|
| 42 |
Focused Wealth Management, Inc |
478 |
11,000 |
0.01% |
|
|
| 43 |
IFP ADVISORS, INC |
412 |
10,000 |
0.01% |
|
|
| 44 |
GENEOS WEALTH MANAGEMENT INC. |
410 |
9,000 |
0.01% |
|
|
| 45 |
PENSERRA CAPITAL MANAGEMENT LLC |
171 |
4,000 |
0.00% |
|
|
