| 1 |
Saba Capital Management, L.P. |
728,895 |
16,976,000 |
14.91% |
|
|
| 2 |
BANK OF AMERICA CORP /DE/ |
629,010 |
14,650,000 |
12.86% |
|
|
| 3 |
PT ASSET MANAGEMENT, LLC |
509,620 |
11,869,000 |
10.42% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
474,956 |
11,062,000 |
9.71% |
|
|
| 5 |
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
240,263 |
5,596,000 |
4.91% |
|
|
| 6 |
Grantham, Mayo, Van Otterloo & Co. LLC |
213,539 |
4,973,000 |
4.37% |
|
|
| 7 |
BESSEMER GROUP INC |
200,544 |
4,670,000 |
4.10% |
|
|
| 8 |
Invesco Ltd. |
192,103 |
4,474,000 |
3.93% |
|
|
| 9 |
Karpus Management, Inc. |
183,100 |
4,264,000 |
3.74% |
|
|
| 10 |
WELLS FARGO & COMPANY/MN |
182,880 |
4,259,000 |
3.74% |
|
|
| 11 |
SIT INVESTMENT ASSOCIATES INC |
177,995 |
4,146,000 |
3.64% |
|
|
| 12 |
EATON VANCE MANAGEMENT |
161,206 |
3,754,000 |
3.30% |
|
|
| 13 |
MORGAN STANLEY |
152,861 |
3,560,000 |
3.13% |
|
|
| 14 |
ROYAL BANK OF CANADA |
130,755 |
3,045,000 |
2.67% |
|
|
| 15 |
Paloma Partners Management Co |
129,650 |
3,020,000 |
2.65% |
|
|
| 16 |
MARINER INVESTMENT GROUP LLC |
77,987 |
1,816,000 |
1.59% |
|
|
| 17 |
CITIGROUP INC |
76,613 |
1,784,000 |
1.57% |
|
|
| 18 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC |
50,704 |
1,169,000 |
1.03% |
|
|
| 19 |
ENVESTNET ASSET MANAGEMENT INC |
46,424 |
1,081,000 |
0.95% |
|
|
| 20 |
CREDIT SUISSE AG/ |
45,651 |
1,063,000 |
0.93% |
|
|
| 21 |
UBS Group AG |
39,917 |
930,000 |
0.82% |
|
|
| 22 |
Independent Portfolio Consultants, Inc. |
38,850 |
905,000 |
0.79% |
|
|
| 23 |
Homrich & Berg |
31,567 |
735,000 |
0.65% |
|
|
| 24 |
Yorktown Management & Research Co Inc |
27,400 |
638,000 |
0.56% |
|
|
| 25 |
BLACKROCK ADVISORS LLC |
21,167 |
493,000 |
0.43% |
|
|
| 26 |
USCA RIA LLC |
20,200 |
470,000 |
0.41% |
|
|
| 27 |
Raymond James Financial Services Advisors, Inc. |
20,131 |
469,000 |
0.41% |
|
|
| 28 |
ROBERTS GLORE & CO INC /IL/ |
18,550 |
432,000 |
0.38% |
|
|
| 29 |
LPL Financial LLC |
16,918 |
395,000 |
0.35% |
|
|
| 30 |
DOLIVER ADVISORS, LP |
13,301 |
310,000 |
0.27% |
|
|
| 31 |
Cetera Advisor Networks LLC |
12,308 |
284,000 |
0.25% |
|
|
| 32 |
BANK OF MONTREAL /CAN/ |
4,374 |
102,000 |
0.09% |
|
|
| 33 |
COHEN & STEERS, INC. |
3,805 |
89,000 |
0.08% |
|
|
| 34 |
COHEN & STEERS CAPITAL MANAGEMENT INC |
3,805 |
89,000 |
0.08% |
|
|
| 35 |
DUBUQUE BANK & TRUST CO |
2,968 |
69,000 |
0.06% |
|
|
| 36 |
AMERICAN INTERNATIONAL GROUP, INC. |
2,855 |
66,493 |
0.06% |
|
|
| 37 |
DEUTSCHE BANK AG\ |
2,024 |
46,000 |
0.04% |
|
|
| 38 |
MSI Financial Services Inc |
1,761 |
41,000 |
0.04% |
|
|
| 39 |
US BANCORP \DE\ |
1,305 |
30,000 |
0.03% |
|
|
| 40 |
Advisory Services Network, LLC |
1,000 |
23,000 |
0.02% |
|
|
| 41 |
Focused Wealth Management, Inc |
878 |
20,000 |
0.02% |
|
|
| 42 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
500 |
12,000 |
0.01% |
|
|
