| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 721,813 | 16,378,000 | 12.17% | ||
| 2 | Saba Capital Management, L.P. | 682,186 | 15,479,000 | 11.50% | ||
| 3 | PT ASSET MANAGEMENT, LLC | 509,620 | 11,563,000 | 8.59% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 474,956 | 10,777,000 | 8.01% | ||
| 5 | EATON VANCE MANAGEMENT | 433,240 | 9,785,000 | 7.27% | ||
| 6 | Hilton Capital Management, LLC | 397,390 | 9,017,000 | 6.70% | PRN | |
| 7 | WELLS FARGO & COMPANY/MN | 393,642 | 8,932,000 | 6.64% | ||
| 8 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 275,775 | 6,257,000 | 4.65% | ||
| 9 | BESSEMER GROUP INC | 242,544 | 5,503,000 | 4.09% | ||
| 10 | SIT INVESTMENT ASSOCIATES INC | 189,101 | 4,291,000 | 3.19% | ||
| 11 | ROYAL BANK OF CANADA | 186,418 | 4,230,000 | 3.14% | ||
| 12 | Karpus Management, Inc. | 178,775 | 4,056,000 | 3.01% | ||
| 13 | Invesco Ltd. | 177,417 | 4,026,000 | 2.99% | ||
| 14 | MORGAN STANLEY | 163,306 | 3,706,000 | 2.75% | ||
| 15 | MARINER INVESTMENT GROUP LLC | 131,134 | 2,975,000 | 2.21% | ||
| 16 | ICON ADVISERS INC/CO | 100,427 | 2,279,000 | 1.69% | ||
| 17 | Paloma Partners Management Co | 99,886 | 2,266,000 | 1.68% | ||
| 18 | CITIGROUP INC | 76,666 | 1,739,000 | 1.29% | ||
| 19 | CREDIT SUISSE AG/ | 66,512 | 1,509,000 | 1.12% | ||
| 20 | DUBUQUE BANK & TRUST CO | 59,781 | 1,356,000 | 1.01% | ||
| 21 | Independent Portfolio Consultants, Inc. | 43,795 | 994,000 | 0.74% | ||
| 22 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 40,562 | 920,000 | 0.68% | ||
| 23 | BLACKROCK ADVISORS LLC | 40,072 | 909,000 | 0.68% | ||
| 24 | UBS Group AG | 40,027 | 908,000 | 0.67% | ||
| 25 | ENVESTNET ASSET MANAGEMENT INC | 38,415 | 872,000 | 0.65% | ||
| 26 | Yorktown Management & Research Co Inc | 27,400 | 622,000 | 0.46% | ||
| 27 | Homrich & Berg | 25,554 | 580,000 | 0.43% | ||
| 28 | ROBERTS GLORE & CO INC /IL/ | 24,575 | 558,000 | 0.41% | ||
| 29 | USCA RIA LLC | 21,700 | 492,000 | 0.37% | ||
| 30 | Raymond James Financial Services Advisors, Inc. | 18,731 | 425,000 | 0.32% | ||
| 31 | LPL Financial LLC | 15,948 | 362,000 | 0.27% | ||
| 32 | Cetera Advisor Networks LLC | 12,308 | 285,000 | 0.21% | ||
| 33 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 11,905 | 270,000 | 0.20% | ||
| 34 | COHEN & STEERS, INC. | 3,805 | 86,000 | 0.06% | ||
| 35 | MSI Financial Services Inc | 1,761 | 40,000 | 0.03% | ||
| 36 | AMERICAN INTERNATIONAL GROUP, INC. | 1,526 | 34,625 | 0.03% | ||
| 37 | US BANCORP \DE\ | 1,346 | 31,000 | 0.02% | ||
| 38 | FIFTH THIRD BANCORP | 1,000 | 23,000 | 0.02% | ||
| 39 | Advisory Services Network, LLC | 1,000 | 23,000 | 0.02% | ||
| 40 | DEUTSCHE BANK AG\ | 1,012 | 22,000 | 0.02% | ||
| 41 | Focused Wealth Management, Inc | 878 | 20,000 | 0.01% | ||
| 42 | ORRSTOWN FINANCIAL SERVICES INC | 800 | 18,000 | 0.01% | ||
| 43 | PANAGORA ASSET MANAGEMENT INC | 5 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
