| 1 |
RELATIVE VALUE PARTNERS GROUP, LLC |
1,197,794 |
27,202,000 |
17.97% |
|
|
| 2 |
BANK OF AMERICA CORP /DE/ |
771,038 |
17,510,000 |
11.57% |
|
|
| 3 |
EATON VANCE MANAGEMENT |
641,494 |
14,568,000 |
9.63% |
|
|
| 4 |
WELLS FARGO & COMPANY/MN |
526,594 |
11,958,000 |
7.90% |
|
|
| 5 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
475,056 |
10,789,000 |
7.13% |
|
|
| 6 |
Hilton Capital Management, LLC |
387,522 |
8,801,000 |
5.82% |
|
PRN |
| 7 |
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
351,564 |
7,984,025 |
5.28% |
|
|
| 8 |
CREDIT SUISSE AG/ |
223,904 |
5,085,000 |
3.36% |
|
|
| 9 |
BESSEMER GROUP INC |
217,544 |
4,940,000 |
3.26% |
|
|
| 10 |
MORGAN STANLEY |
209,802 |
4,764,000 |
3.15% |
|
|
| 11 |
ROYAL BANK OF CANADA |
202,456 |
4,598,000 |
3.04% |
|
|
| 12 |
SIT INVESTMENT ASSOCIATES INC |
176,844 |
4,016,000 |
2.65% |
|
|
| 13 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
175,602 |
3,993,000 |
2.64% |
|
|
| 14 |
Karpus Management, Inc. |
171,975 |
3,906,000 |
2.58% |
|
|
| 15 |
MARINER INVESTMENT GROUP LLC |
121,471 |
2,759,000 |
1.82% |
|
|
| 16 |
Invesco Ltd. |
96,121 |
2,183,000 |
1.44% |
|
|
| 17 |
ICON ADVISERS INC/CO |
90,876 |
2,064,000 |
1.36% |
|
|
| 18 |
Curi Capital, LLC |
88,537 |
2,011,000 |
1.33% |
|
|
| 19 |
Paloma Partners Management Co |
75,000 |
1,703,000 |
1.13% |
|
|
| 20 |
WESCAP MANAGEMENT GROUP, INC. |
73,280 |
1,664,000 |
1.10% |
|
|
| 21 |
DUBUQUE BANK & TRUST CO |
52,899 |
1,201,000 |
0.79% |
|
|
| 22 |
Raymond James Financial Services Advisors, Inc. |
46,901 |
1,065,000 |
0.70% |
|
|
| 23 |
BLACKROCK ADVISORS LLC |
40,072 |
910,000 |
0.60% |
|
|
| 24 |
Tortoise Investment Management, LLC |
30,930 |
702,000 |
0.46% |
|
|
| 25 |
LPL Financial LLC |
30,704 |
702,000 |
0.46% |
|
|
| 26 |
USCA RIA LLC |
27,802 |
631,000 |
0.42% |
|
|
| 27 |
Independent Portfolio Consultants, Inc. |
27,410 |
622,000 |
0.41% |
|
|
| 28 |
ROBERTS GLORE & CO INC /IL/ |
26,425 |
600,000 |
0.40% |
|
|
| 29 |
UBS Group AG |
21,059 |
478,000 |
0.32% |
|
|
| 30 |
AMERIPRISE FINANCIAL INC |
16,295 |
370,000 |
0.24% |
|
|
| 31 |
Homrich & Berg |
12,882 |
293,000 |
0.19% |
|
|
| 32 |
Cetera Advisor Networks LLC |
10,711 |
246,000 |
0.16% |
|
|
| 33 |
GREAT AMERICAN GROUP, INC. |
10,033 |
228,000 |
0.15% |
|
|
| 34 |
First Allied Advisory Services, Inc. |
9,746 |
217,000 |
0.14% |
|
|
| 35 |
MSI Financial Services Inc |
6,036 |
137,000 |
0.09% |
|
|
| 36 |
DEUTSCHE BANK AG\ |
4,012 |
91,000 |
0.06% |
|
|
| 37 |
ALLEGIS INVESTMENT ADVISORS, LLC |
3,576 |
81,000 |
0.05% |
|
|
| 38 |
COHEN & STEERS, INC. |
3,271 |
74,000 |
0.05% |
|
|
| 39 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,526 |
35,000 |
0.02% |
|
|
| 40 |
US BANCORP \DE\ |
1,346 |
31,000 |
0.02% |
|
|
| 41 |
Global X Management CO LLC |
1,349 |
31,000 |
0.02% |
|
|
| 42 |
Advisory Services Network, LLC |
1,000 |
23,000 |
0.02% |
|
|
| 43 |
BRONFMAN E.L. ROTHSCHILD, L.P. |
900 |
20,000 |
0.01% |
|
PRN |
| 44 |
ORRSTOWN FINANCIAL SERVICES INC |
800 |
18,000 |
0.01% |
|
|
| 45 |
Chicago Partners Investment Group LLC |
753 |
17,000 |
0.01% |
|
|
| 46 |
Focused Wealth Management, Inc |
478 |
11,000 |
0.01% |
|
|
| 47 |
PENSERRA CAPITAL MANAGEMENT LLC |
216 |
5,000 |
0.00% |
|
|
