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NUVEEN NORTH CAROLINA QLTY M
NUVEEN NORTH CAROLINA QLTY M. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 40 Institutional holders with a total value of $22,431,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ARMOR INVESTMENT ADVISORS, LLC 218,114 2,827,000 12.60%
2 Fiera Capital Corp 213,810 2,771,000 12.35%
3 WELLS FARGO & COMPANY/MN 179,029 2,321,000 10.35%
4 MORGAN STANLEY 166,485 2,158,000 9.62%
5 RAYMOND JAMES & ASSOCIATES 90,044 1,167,000 5.20%
6 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 83,572 1,082,000 4.82%
7 DESCHUTES PORTFOLIO STRATEGY, LLC 76,005 985,000 4.39%
8 HighTower Advisors, LLC 63,329 821,000 3.66%
9 LPL Financial LLC 54,684 711,000 3.17%
10 Altavista Wealth Management, Inc. 45,417 589,000 2.63%
11 BANK OF AMERICA CORP /DE/ 42,550 552,000 2.46%
12 STIFEL FINANCIAL CORP 34,593 449,000 2.00%
13 DOLIVER ADVISORS, LP 31,368 407,000 1.81%
14 BB&T SECURITIES, LLC 30,319 392,000 1.75%
15 NAPLES GLOBAL ADVISORS, LLC 29,250 379,000 1.69%
16 Commonwealth Equity Services, Inc 28,532 370,000 1.65%
17 UBS Group AG 26,634 345,000 1.54%
18 CORNERSTONE FINANCIAL PARTNERS, LLC 26,491 343,000 1.53%
19 AMERIPRISE FINANCIAL INC 24,106 312,000 1.39%
20 ROYAL BANK OF CANADA 23,462 304,000 1.36%
21 Janney Montgomery Scott LLC 22,579 293,000 1.31%
22 INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 18,989 246,000 1.10%
23 CAPTRUST FINANCIAL ADVISORS 18,901 245,000 1.09%
24 Smith Salley Wealth Management 17,746 230,000 1.03%
25 Rock Point Advisors, LLC 16,000 207,000 0.92%
26 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 15,342 199,000 0.89%
27 MYCIO WEALTH PARTNERS, LLC 15,314 198,000 0.88%
28 TFS CAPITAL LLC 14,971 194,000 0.86%
29 Point View Wealth Management, Inc. 14,986 194,000 0.86%
30 Raymond James Financial Services Advisors, Inc. 13,338 173,000 0.77%
31 WOLVERINE ASSET MANAGEMENT LLC 12,272 159,000 0.71%
32 TRUIST FINANCIAL CORP 12,151 157,000 0.70%
33 SUNTRUST BANKS INC 10,979 142,000 0.63%
34 Triangle Securities Wealth Management 10,251 133,000 0.59%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,000 117,000 0.52%
36 Creative Planning 7,575 98,000 0.44%
37 US BANCORP \DE\ 6,700 87,000 0.39%
38 ADVISOR GROUP, INC. 3,998 52,000 0.23%
39 SALEM INVESTMENT COUNSELORS INC 1,035 13,000 0.06%
40 Carroll Financial Associates, Inc. 727 9,000 0.04%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.