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NUVEEN COM
NUVEEN COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 45 Institutional holders with a total value of $36,338,452.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NEXT Financial Group, Inc 200 3,000 0.01%
2 IFP ADVISORS, INC 594 9,000 0.02%
3 CITIGROUP INC 645 10,000 0.03%
4 Joel Isaacson & Co., LLC 984 15,000 0.04%
5 Highlander Capital Management, LLC 1,602 24,000 0.07%
6 Advisory Services Network, LLC 1,963 29,000 0.08%
7 CWM, LLC 2,357 35,000 0.10%
8 WOLVERINE ASSET MANAGEMENT LLC 3,023 44,000 0.12%
9 Creative Planning 3,394 50,000 0.14%
10 ADVISOR GROUP, INC. 3,775 56,000 0.15%
11 FineMark National Bank & Trust 4,764 71,000 0.20%
12 Thomas J. Herzfeld Advisors, Inc. 5,702 85,000 0.23%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,901 117,000 0.32%
14 MSI Financial Services Inc 10,752 159,000 0.44%
15 POINTE CAPITAL MANAGEMENT LLC 12,118 180,000 0.50%
16 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 12,315 183,000 0.50%
17 FIRST MANHATTAN CO. LLC. 13,138 194,000 0.53%
18 PEAPACK GLADSTONE FINANCIAL CORP 13,238 196,452 0.54%
19 WEDBUSH SECURITIES INC 13,865 206,000 0.57%
20 Edge Wealth Management LLC 14,760 219,000 0.60% SH
21 RAYMOND JAMES & ASSOCIATES 14,960 222,000 0.61%
22 PNC FINANCIAL SERVICES GROUP, INC. 16,128 239,000 0.66%
23 BRAVE ASSET MANAGEMENT INC 16,983 252,000 0.69%
24 Commonwealth Equity Services, Inc 17,032 253,000 0.70%
25 ROYAL BANK OF CANADA 20,073 298,000 0.82%
26 Janney Montgomery Scott LLC 22,652 336,000 0.92%
27 LUCAS CAPITAL MANAGEMENT 25,191 374,000 1.03%
28 LEBENTHAL ASSET MANAGEMENT, LLC 27,000 401,000 1.10%
29 Brick & Kyle, Associates 35,214 523,000 1.44%
30 Tortoise Investment Management, LLC 36,382 540,000 1.49%
31 B. Riley Wealth Advisors, Inc. 39,979 594,000 1.63%
32 TFS CAPITAL LLC 43,563 646,000 1.78%
33 DOLIVER ADVISORS, LP 43,764 649,000 1.79%
34 Fiera Capital Corp 58,114 862,000 2.37%
35 LPL Financial LLC 66,366 982,000 2.70%
36 Point View Wealth Management, Inc. 67,730 1,005,000 2.77%
37 HighTower Advisors, LLC 68,600 1,017,000 2.80%
38 UBS Group AG 91,264 1,354,000 3.73%
39 Raymond James Financial Services Advisors, Inc. 105,630 1,568,000 4.31%
40 MORGAN STANLEY 189,206 2,808,000 7.73%
41 WELLS FARGO & COMPANY/MN 198,461 2,945,000 8.10%
42 SIT INVESTMENT ASSOCIATES INC 199,549 2,961,000 8.15%
43 Advisors Asset Management, Inc. 243,178 3,609,000 9.93%
44 BANK OF AMERICA CORP /DE/ 263,780 3,914,000 10.77%
45 GUGGENHEIM CAPITAL LLC 411,121 6,101,000 16.79%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.