| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,809,084 | 25,074,000 | 32.53% | ||
| 2 | MORGAN STANLEY | 533,501 | 7,394,000 | 9.59% | ||
| 3 | Oxbow Advisors, LLC | 413,088 | 5,725,000 | 7.43% | ||
| 4 | Invesco Ltd. | 259,784 | 3,601,000 | 4.67% | ||
| 5 | Global Endowment Management, LP | 246,020 | 3,410,000 | 4.42% | ||
| 6 | UBS AG | 238,262 | 3,302,000 | 4.28% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 235,607 | 3,266,000 | 4.24% | ||
| 8 | BB&T SECURITIES, LLC | 23,061 | 3,196,000 | 4.15% | ||
| 9 | OAK HILL ADVISORS LP | 212,926 | 2,951,000 | 3.83% | ||
| 10 | NEW VERNON INVESTMENT MANAGEMENT LLC | 150,000 | 2,079,000 | 2.70% | ||
| 11 | GUGGENHEIM CAPITAL LLC | 134,545 | 1,864,000 | 2.42% | ||
| 12 | COHEN & STEERS, INC. | 126,420 | 1,752,000 | 2.27% | ||
| 13 | PNC FINANCIAL SERVICES GROUP, INC. | 120,834 | 1,675,000 | 2.17% | ||
| 14 | GOLDMAN SACHS GROUP INC | 99,074 | 1,373,000 | 1.78% | ||
| 15 | AQR CAPITAL MANAGEMENT LLC | 91,906 | 1,274,000 | 1.65% | ||
| 16 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 77,238 | 1,071,000 | 1.39% | ||
| 17 | DOLIVER ADVISORS, LP | 52,899 | 733,000 | 0.95% | ||
| 18 | GOODWIN DANIEL L | 49,758 | 689,000 | 0.89% | ||
| 19 | WOLVERINE ASSET MANAGEMENT LLC | 40,210 | 557,000 | 0.72% | ||
| 20 | CORNERSTONE ADVISORS INC | 37,570 | 521,000 | 0.68% | ||
| 21 | VAN ECK ASSOCIATES CORP | 36,322 | 503,000 | 0.65% | ||
| 22 | Essex Financial Services, Inc. | 34,610 | 480,000 | 0.62% | ||
| 23 | Gruss Capital Management LP | 31,226 | 433,000 | 0.56% | ||
| 24 | WELLS FARGO & COMPANY/MN | 30,409 | 421,000 | 0.55% | ||
| 25 | BANK OF AMERICA CORP /DE/ | 20,885 | 290,000 | 0.38% | ||
| 26 | INVESTMENT CENTERS OF AMERICA INC | 19,971 | 276,000 | 0.36% | ||
| 27 | Private Advisor Group, LLC | 19,077 | 264,000 | 0.34% | ||
| 28 | BENJAMIN F. EDWARDS & COMPANY, INC. | 18,590 | 258,000 | 0.33% | ||
| 29 | AMERICAN INTERNATIONAL GROUP, INC. | 18,207 | 252,349 | 0.33% | ||
| 30 | HOLLENCREST CAPITAL MANAGEMENT | 16,100 | 223,000 | 0.29% | ||
| 31 | LPL Financial LLC | 15,994 | 222,000 | 0.29% | ||
| 32 | Robert W. Baird & Co. Inc | 15,762 | 218,000 | 0.28% | ||
| 33 | WEDBUSH SECURITIES INC | 14,774 | 205,000 | 0.27% | ||
| 34 | Creative Planning | 13,305 | 184,000 | 0.24% | ||
| 35 | Tradewinds Capital Management, LLC | 12,400 | 172,000 | 0.22% | ||
| 36 | CAPTRUST FINANCIAL ADVISORS | 12,083 | 167,000 | 0.22% | ||
| 37 | VICUS CAPITAL | 11,530 | 160,000 | 0.21% | ||
| 38 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 11,461 | 159,000 | 0.21% | ||
| 39 | CITIGROUP INC | 7,225 | 100,000 | 0.13% | ||
| 40 | DELTA ASSET MANAGEMENT LLC/TN | 7,000 | 97,000 | 0.13% | ||
| 41 | NEW ENGLAND SECURITIES CORP /MA/ | 5,000 | 69,000 | 0.09% | ||
| 42 | Apriem Advisors | 5,000 | 69,000 | 0.09% | ||
| 43 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 4,750 | 66,000 | 0.09% | ||
| 44 | Thomas J. Herzfeld Advisors, Inc. | 4,200 | 58,000 | 0.08% | ||
| 45 | SECURITY NATIONAL TRUST CO | 3,749 | 52,000 | 0.07% | ||
| 46 | US BANCORP \DE\ | 3,253 | 45,000 | 0.06% | ||
| 47 | ROYAL BANK OF CANADA | 2,866 | 40,000 | 0.05% | ||
| 48 | Tower Research Capital LLC (TRC) | 2,021 | 28,000 | 0.04% | ||
| 49 | OPTIMUM INVESTMENT ADVISORS | 1,825 | 25,000 | 0.03% | ||
| 50 | Highlander Capital Management, LLC | 1,300 | 18,018 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
