| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,810,523 | 25,275,000 | 26.54% | ||
| 2 | MORGAN STANLEY | 573,520 | 8,007,000 | 8.41% | ||
| 3 | Oxbow Advisors, LLC | 470,682 | 6,571,000 | 6.90% | ||
| 4 | Invesco Ltd. | 451,896 | 6,308,000 | 6.62% | ||
| 5 | 1607 Capital Partners, LLC | 428,615 | 5,983,000 | 6.28% | ||
| 6 | OAK HILL ADVISORS LP | 370,926 | 5,178,000 | 5.44% | ||
| 7 | PT ASSET MANAGEMENT, LLC | 324,590 | 4,531,000 | 4.76% | ||
| 8 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 260,407 | 3,635,000 | 3.82% | ||
| 9 | UBS Group AG | 230,036 | 3,211,000 | 3.37% | ||
| 10 | Global Endowment Management, LP | 222,020 | 3,099,000 | 3.25% | ||
| 11 | GUGGENHEIM CAPITAL LLC | 183,180 | 2,558,000 | 2.69% | ||
| 12 | BB&T SECURITIES, LLC | 17,913 | 2,500,000 | 2.63% | ||
| 13 | NEW VERNON INVESTMENT MANAGEMENT LLC | 150,000 | 2,094,000 | 2.20% | ||
| 14 | PNC FINANCIAL SERVICES GROUP, INC. | 121,834 | 1,701,000 | 1.79% | ||
| 15 | Advisors Asset Management, Inc. | 115,219 | 1,608,000 | 1.69% | ||
| 16 | AQR CAPITAL MANAGEMENT LLC | 111,551 | 1,557,000 | 1.64% | ||
| 17 | GOLDMAN SACHS GROUP INC | 102,550 | 1,432,000 | 1.50% | ||
| 18 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 91,421 | 1,276,000 | 1.34% | ||
| 19 | COHEN & STEERS, INC. | 72,884 | 1,017,000 | 1.07% | ||
| 20 | GOODWIN DANIEL L | 49,758 | 695,000 | 0.73% | ||
| 21 | RAYMOND JAMES & ASSOCIATES | 42,493 | 593,000 | 0.62% | ||
| 22 | VAN ECK ASSOCIATES CORP | 41,020 | 573,000 | 0.60% | ||
| 23 | WELLS FARGO & COMPANY/MN | 39,674 | 554,000 | 0.58% | ||
| 24 | CORNERSTONE ADVISORS INC | 34,936 | 488,000 | 0.51% | ||
| 25 | Essex Financial Services, Inc. | 33,360 | 466,000 | 0.49% | ||
| 26 | Private Advisor Group, LLC | 30,710 | 429,000 | 0.45% | ||
| 27 | INVESTMENT CENTERS OF AMERICA INC | 25,507 | 357,000 | 0.37% | ||
| 28 | BENJAMIN F. EDWARDS & COMPANY, INC. | 23,569 | 329,000 | 0.35% | ||
| 29 | VICUS CAPITAL | 23,170 | 323,000 | 0.34% | ||
| 30 | BANK OF AMERICA CORP /DE/ | 20,871 | 291,000 | 0.31% | ||
| 31 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 20,621 | 288,000 | 0.30% | ||
| 32 | HOLLENCREST CAPITAL MANAGEMENT | 16,100 | 225,000 | 0.24% | ||
| 33 | AMERICAN INTERNATIONAL GROUP, INC. | 15,500 | 216,380 | 0.23% | ||
| 34 | ROYAL BANK OF CANADA | 15,479 | 216,000 | 0.23% | ||
| 35 | WEDBUSH SECURITIES INC | 15,273 | 213,000 | 0.22% | ||
| 36 | Tradewinds Capital Management, LLC | 12,400 | 173,000 | 0.18% | ||
| 37 | CAPTRUST FINANCIAL ADVISORS | 12,083 | 169,000 | 0.18% | ||
| 38 | NEWGATE CAPITAL MANAGEMENT LLC | 12,198 | 169,000 | 0.18% | ||
| 39 | Robert W. Baird & Co. Inc | 11,717 | 164,000 | 0.17% | ||
| 40 | SG Americas Securities, LLC | 10,183 | 142,000 | 0.15% | ||
| 41 | DELTA ASSET MANAGEMENT LLC/TN | 7,000 | 98,000 | 0.10% | ||
| 42 | CITIGROUP INC | 6,702 | 94,000 | 0.10% | ||
| 43 | NATIONAL PLANNING CORP | 5,431 | 77,772 | 0.08% | ||
| 44 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 4,750 | 66,000 | 0.07% | ||
| 45 | SECURITY NATIONAL TRUST CO | 3,749 | 52,000 | 0.05% | ||
| 46 | Apriem Advisors | 3,500 | 49,000 | 0.05% | ||
| 47 | US BANCORP \DE\ | 3,253 | 45,000 | 0.05% | ||
| 48 | Creative Planning | 1,907 | 27,000 | 0.03% | ||
| 49 | First City Capital Management, Inc. | 1,400 | 19,544 | 0.02% | ||
| 50 | Highlander Capital Management, LLC | 1,300 | 18,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
