| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,644,891 | 23,177,000 | 24.61% | ||
| 2 | MORGAN STANLEY | 629,291 | 8,867,000 | 9.42% | ||
| 3 | 1607 Capital Partners, LLC | 538,615 | 7,589,000 | 8.06% | ||
| 4 | Invesco Ltd. | 474,752 | 6,689,000 | 7.10% | ||
| 5 | OAK HILL ADVISORS LP | 309,964 | 4,367,000 | 4.64% | ||
| 6 | Oxbow Advisors, LLC | 294,459 | 4,149,000 | 4.41% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 260,407 | 3,669,000 | 3.90% | ||
| 8 | PT ASSET MANAGEMENT, LLC | 242,231 | 3,413,000 | 3.62% | ||
| 9 | GUGGENHEIM CAPITAL LLC | 210,193 | 2,961,000 | 3.14% | ||
| 10 | BB&T SECURITIES, LLC | 20,041 | 2,823,000 | 3.00% | ||
| 11 | Global Endowment Management, LP | 193,420 | 2,726,000 | 2.89% | ||
| 12 | UBS Group AG | 185,627 | 2,615,000 | 2.78% | ||
| 13 | Advisors Asset Management, Inc. | 152,899 | 2,154,000 | 2.29% | ||
| 14 | NEW VERNON INVESTMENT MANAGEMENT LLC | 150,000 | 2,114,000 | 2.24% | ||
| 15 | PNC FINANCIAL SERVICES GROUP, INC. | 119,778 | 1,689,000 | 1.79% | ||
| 16 | AQR ARBITRAGE LLC | 100,826 | 1,421,000 | 1.51% | ||
| 17 | GOLDMAN SACHS GROUP INC | 99,227 | 1,398,000 | 1.48% | ||
| 18 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 80,975 | 1,141,000 | 1.21% | ||
| 19 | COHEN & STEERS, INC. | 65,566 | 924,000 | 0.98% | ||
| 20 | COHEN & STEERS CAPITAL MANAGEMENT INC | 65,566 | 924,000 | 0.98% | ||
| 21 | NATIONAL PLANNING CORP | 53,431 | 742,000 | 0.79% | ||
| 22 | GOODWIN DANIEL L | 49,758 | 701,000 | 0.74% | ||
| 23 | VAN ECK ASSOCIATES CORP | 46,606 | 657,000 | 0.70% | ||
| 24 | RAYMOND JAMES & ASSOCIATES | 44,706 | 630,000 | 0.67% | ||
| 25 | Private Advisor Group, LLC | 42,896 | 604,000 | 0.64% | ||
| 26 | WELLS FARGO & COMPANY/MN | 40,287 | 567,000 | 0.60% | ||
| 27 | INVESTMENT CENTERS OF AMERICA INC | 33,926 | 477,000 | 0.51% | ||
| 28 | Essex Financial Services, Inc. | 33,360 | 470,000 | 0.50% | ||
| 29 | DOLIVER ADVISORS, LP | 32,301 | 455,000 | 0.48% | ||
| 30 | BANK OF AMERICA CORP /DE/ | 30,561 | 430,000 | 0.46% | ||
| 31 | ROYAL BANK OF CANADA | 28,595 | 403,000 | 0.43% | ||
| 32 | VICUS CAPITAL | 26,515 | 374,000 | 0.40% | ||
| 33 | BENJAMIN F. EDWARDS & COMPANY, INC. | 23,746 | 335,000 | 0.36% | ||
| 34 | CORNERSTONE ADVISORS INC | 19,397 | 273,000 | 0.29% | ||
| 35 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 16,894 | 238,000 | 0.25% | ||
| 36 | HOLLENCREST CAPITAL MANAGEMENT | 16,100 | 227,000 | 0.24% | ||
| 37 | AMERICAN INTERNATIONAL GROUP, INC. | 16,018 | 225,694 | 0.24% | ||
| 38 | Robert W. Baird & Co. Inc | 15,911 | 224,000 | 0.24% | ||
| 39 | WEDBUSH SECURITIES INC | 15,412 | 217,000 | 0.23% | ||
| 40 | WOLVERINE ASSET MANAGEMENT LLC | 14,806 | 208,000 | 0.22% | ||
| 41 | Tradewinds Capital Management, LLC | 12,400 | 175,000 | 0.19% | ||
| 42 | CAPTRUST FINANCIAL ADVISORS | 12,083 | 170,254 | 0.18% | ||
| 43 | DELTA ASSET MANAGEMENT LLC/TN | 7,000 | 99,000 | 0.11% | ||
| 44 | CITIGROUP INC | 6,698 | 94,000 | 0.10% | ||
| 45 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 4,750 | 67,000 | 0.07% | ||
| 46 | SECURITY NATIONAL TRUST CO | 3,749 | 53,000 | 0.06% | ||
| 47 | US BANCORP \DE\ | 3,253 | 46,000 | 0.05% | ||
| 48 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,408 | 34,000 | 0.04% | ||
| 49 | Apriem Advisors | 2,000 | 28,000 | 0.03% | ||
| 50 | Thomasville National Bank | 2,000 | 28,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
