| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,701,513 | 23,906,000 | 22.70% | ||
| 2 | 1607 Capital Partners, LLC | 1,139,662 | 16,012,000 | 15.20% | ||
| 3 | MORGAN STANLEY | 692,423 | 9,729,000 | 9.24% | ||
| 4 | WELLS FARGO & COMPANY/MN | 453,350 | 6,370,000 | 6.05% | ||
| 5 | Invesco Ltd. | 423,544 | 5,951,000 | 5.65% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 346,784 | 4,872,000 | 4.63% | ||
| 7 | OAK HILL ADVISORS LP | 309,964 | 4,355,000 | 4.13% | ||
| 8 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 260,407 | 3,659,000 | 3.47% | ||
| 9 | Oxbow Advisors, LLC | 238,461 | 3,350,000 | 3.18% | ||
| 10 | UBS Group AG | 161,493 | 2,269,000 | 2.15% | ||
| 11 | NEW VERNON INVESTMENT MANAGEMENT LLC | 150,000 | 2,108,000 | 2.00% | ||
| 12 | ROBINSON CAPITAL MANAGEMENT, LLC | 130,780 | 1,837,000 | 1.74% | ||
| 13 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 117,888 | 1,656,000 | 1.57% | ||
| 14 | PNC FINANCIAL SERVICES GROUP, INC. | 117,696 | 1,653,000 | 1.57% | ||
| 15 | Advisors Asset Management, Inc. | 109,822 | 1,543,000 | 1.46% | ||
| 16 | NORTHERN CAPITAL MANAGEMENT LLC | 108,240 | 1,521,000 | 1.44% | ||
| 17 | AQR ARBITRAGE LLC | 76,239 | 1,071,000 | 1.02% | ||
| 18 | COHEN & STEERS, INC. | 74,864 | 1,052,000 | 1.00% | ||
| 19 | VAN ECK ASSOCIATES CORP | 68,721 | 966,000 | 0.92% | ||
| 20 | NATIONAL PLANNING CORP | 59,431 | 859,000 | 0.82% | ||
| 21 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 54,055 | 759,000 | 0.72% | ||
| 22 | VICUS CAPITAL | 46,605 | 655,000 | 0.62% | ||
| 23 | RAYMOND JAMES & ASSOCIATES | 46,483 | 653,000 | 0.62% | ||
| 24 | Global Endowment Management, LP | 43,420 | 610,000 | 0.58% | ||
| 25 | Private Advisor Group, LLC | 41,012 | 576,000 | 0.55% | ||
| 26 | GOODWIN DANIEL L | 40,824 | 574,000 | 0.54% | ||
| 27 | INVESTMENT CENTERS OF AMERICA INC | 36,094 | 508,000 | 0.48% | ||
| 28 | ROYAL BANK OF CANADA | 33,830 | 475,000 | 0.45% | ||
| 29 | WOLVERINE ASSET MANAGEMENT LLC | 32,996 | 463,000 | 0.44% | ||
| 30 | Essex Financial Services, Inc. | 31,060 | 436,000 | 0.41% | ||
| 31 | NWAM LLC | 28,933 | 407,000 | 0.39% | ||
| 32 | NEWGATE CAPITAL MANAGEMENT LLC | 28,169 | 394,000 | 0.37% | ||
| 33 | SG Americas Securities, LLC | 26,643 | 374,000 | 0.36% | ||
| 34 | BANK OF AMERICA CORP /DE/ | 25,010 | 351,000 | 0.33% | ||
| 35 | Raymond James Financial Services Advisors, Inc. | 22,323 | 314,000 | 0.30% | ||
| 36 | LPL Financial LLC | 21,059 | 299,000 | 0.28% | ||
| 37 | BENJAMIN F. EDWARDS & COMPANY, INC. | 20,903 | 294,000 | 0.28% | ||
| 38 | BB&T SECURITIES, LLC | 18,600 | 261,000 | 0.25% | ||
| 39 | WEDBUSH SECURITIES INC | 16,159 | 227,000 | 0.22% | ||
| 40 | HOLLENCREST CAPITAL MANAGEMENT | 16,100 | 226,000 | 0.21% | ||
| 41 | AMERICAN INTERNATIONAL GROUP, INC. | 15,468 | 218,000 | 0.21% | ||
| 42 | COMMUNITY BANK & TRUST, WACO, TEXAS | 13,300 | 187,000 | 0.18% | SH | |
| 43 | Tradewinds Capital Management, LLC | 12,400 | 174,000 | 0.17% | ||
| 44 | CAPTRUST FINANCIAL ADVISORS | 12,083 | 170,000 | 0.16% | ||
| 45 | Thomas J. Herzfeld Advisors, Inc. | 10,890 | 153,000 | 0.15% | ||
| 46 | JPMORGAN CHASE & CO | 8,900 | 125,000 | 0.12% | ||
| 47 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 8,172 | 115,000 | 0.11% | ||
| 48 | CITIGROUP INC | 7,038 | 99,000 | 0.09% | ||
| 49 | DELTA ASSET MANAGEMENT LLC/TN | 7,000 | 98,000 | 0.09% | ||
| 50 | MSI Financial Services Inc | 5,035 | 71,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
