| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BAILLIE GIFFORD & CO | 1,915,000 | 12,543,000 | 15.32% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 1,392,145 | 9,119,000 | 11.13% | ||
| 3 | MORGAN STANLEY | 1,221,771 | 8,002,000 | 9.77% | ||
| 4 | Invesco Ltd. | 753,202 | 4,934,000 | 6.02% | ||
| 5 | JPMORGAN CHASE & CO | 709,650 | 4,648,000 | 5.68% | ||
| 6 | MARINER INVESTMENT GROUP LLC | 669,940 | 4,388,000 | 5.36% | ||
| 7 | Advisors Asset Management, Inc. | 603,846 | 3,955,000 | 4.83% | ||
| 8 | Trust Asset Management LLC | 551,600 | 3,613,000 | 4.41% | ||
| 9 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 536,525 | 3,514,000 | 4.29% | ||
| 10 | NEWGATE CAPITAL MANAGEMENT LLC | 527,113 | 3,434,000 | 4.19% | ||
| 11 | ENVESTNET ASSET MANAGEMENT INC | 523,118 | 3,426,000 | 4.18% | ||
| 12 | Horizon Kinetics LLC | 405,231 | 2,654,000 | 3.24% | ||
| 13 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 343,306 | 2,249,000 | 2.75% | ||
| 14 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 269,933 | 1,768,000 | 2.16% | ||
| 15 | UBS Group AG | 252,112 | 1,651,000 | 2.02% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 240,123 | 1,573,000 | 1.92% | ||
| 17 | LPL Financial LLC | 147,233 | 964,000 | 1.18% | ||
| 18 | CORNERSTONE ADVISORS INC | 140,117 | 918,000 | 1.12% | ||
| 19 | HUNTINGTON NATIONAL BANK | 134,009 | 878,000 | 1.07% | PRN | |
| 20 | WELLS FARGO & COMPANY/MN | 131,853 | 864,000 | 1.05% | ||
| 21 | Laurion Capital Management LP | 95,972 | 629,000 | 0.77% | ||
| 22 | Shaker Financial Services, LLC | 85,150 | 558,000 | 0.68% | ||
| 23 | WOLVERINE ASSET MANAGEMENT LLC | 77,630 | 508,000 | 0.62% | ||
| 24 | Raymond James Financial Services Advisors, Inc. | 75,048 | 492,000 | 0.60% | ||
| 25 | BlueSpruce Investments, LP | 72,684 | 476,000 | 0.58% | ||
| 26 | Klingman & Associates, LLC | 65,047 | 426,000 | 0.52% | ||
| 27 | Virtu KCG Holdings LLC | 58,180 | 381,000 | 0.47% | ||
| 28 | ROYAL BANK OF CANADA | 57,206 | 375,000 | 0.46% | ||
| 29 | SAGE FINANCIAL GROUP INC | 55,088 | 361,000 | 0.44% | ||
| 30 | SG Americas Securities, LLC | 54,158 | 355,000 | 0.43% | ||
| 31 | Capital Investment Advisors, LLC | 52,895 | 346,000 | 0.42% | ||
| 32 | DOLIVER ADVISORS, LP | 38,945 | 255,000 | 0.31% | ||
| 33 | Brick & Kyle, Associates | 37,274 | 244,000 | 0.30% | ||
| 34 | BLACKROCK ADVISORS LLC | 26,866 | 176,000 | 0.21% | ||
| 35 | HighTower Advisors, LLC | 25,204 | 165,000 | 0.20% | ||
| 36 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 24,202 | 159,000 | 0.19% | ||
| 37 | AMERICAN INTERNATIONAL GROUP, INC. | 20,047 | 131,311 | 0.16% | ||
| 38 | Yellowstone Partners, LLC | 19,824 | 130,000 | 0.16% | ||
| 39 | DAVENPORT & Co LLC | 18,600 | 121,830 | 0.15% | ||
| 40 | TradeLink Global Equity LLC | 14,600 | 96,000 | 0.12% | ||
| 41 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 13,943 | 91,000 | 0.11% | ||
| 42 | CAXTON CORP | 11,002 | 72,000 | 0.09% | ||
| 43 | First Heartland Consultants, Inc. | 10,772 | 71,000 | 0.09% | ||
| 44 | PNC FINANCIAL SERVICES GROUP, INC. | 10,386 | 68,000 | 0.08% | ||
| 45 | JFS WEALTH ADVISORS, LLC | 9,855 | 65,000 | 0.08% | ||
| 46 | WASHINGTON TRUST BANK | 5,000 | 33,000 | 0.04% | ||
| 47 | Stratos Wealth Partners, LTD. | 2,104 | 13,781 | 0.02% | ||
| 48 | CITIGROUP INC | 445 | 3,000 | 0.00% | ||
| 49 | MUFG Americas Holdings Corp | 143 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
