| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BAILLIE GIFFORD & CO | 1,915,000 | 12,811,000 | 18.13% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 1,461,014 | 9,774,000 | 13.83% | ||
| 3 | MORGAN STANLEY | 901,205 | 6,029,000 | 8.53% | ||
| 4 | Invesco Ltd. | 895,467 | 5,991,000 | 8.48% | ||
| 5 | Advisors Asset Management, Inc. | 852,337 | 5,702,000 | 8.07% | ||
| 6 | NEWGATE CAPITAL MANAGEMENT LLC | 598,468 | 4,004,000 | 5.66% | ||
| 7 | Horizon Kinetics LLC | 424,201 | 2,838,000 | 4.02% | ||
| 8 | UBS AG | 375,192 | 2,510,000 | 3.55% | ||
| 9 | Trust Asset Management LLC | 308,876 | 2,178,000 | 3.08% | ||
| 10 | MARINER INVESTMENT GROUP LLC | 307,460 | 2,057,000 | 2.91% | ||
| 11 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 299,201 | 2,002,000 | 2.83% | ||
| 12 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 294,442 | 1,970,000 | 2.79% | ||
| 13 | Shaker Financial Services, LLC | 287,920 | 1,926,000 | 2.72% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 198,040 | 1,325,000 | 1.87% | ||
| 15 | CORNERSTONE ADVISORS INC | 145,617 | 974,000 | 1.38% | ||
| 16 | WELLS FARGO & COMPANY/MN | 141,255 | 945,000 | 1.34% | ||
| 17 | HUNTINGTON NATIONAL BANK | 134,009 | 897,000 | 1.27% | PRN | |
| 18 | LPL Financial LLC | 133,081 | 889,000 | 1.26% | ||
| 19 | ROYAL BANK OF CANADA | 121,356 | 812,000 | 1.15% | ||
| 20 | WOLVERINE ASSET MANAGEMENT LLC | 88,739 | 593,000 | 0.84% | ||
| 21 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 88,319 | 591,000 | 0.84% | ||
| 22 | Raymond James Financial Services Advisors, Inc. | 79,926 | 535,000 | 0.76% | ||
| 23 | ENVESTNET ASSET MANAGEMENT INC | 79,041 | 529,000 | 0.75% | ||
| 24 | JPMORGAN CHASE & CO | 63,322 | 424,000 | 0.60% | ||
| 25 | SAGE FINANCIAL GROUP INC | 55,088 | 369,000 | 0.52% | ||
| 26 | Capital Investment Advisors, LLC | 53,395 | 357,000 | 0.51% | ||
| 27 | Private Advisor Group, LLC | 27,217 | 182,000 | 0.26% | ||
| 28 | HighTower Advisors, LLC | 25,204 | 169,000 | 0.24% | ||
| 29 | Yellowstone Partners, LLC | 20,660 | 138,000 | 0.20% | ||
| 30 | AMERICAN INTERNATIONAL GROUP, INC. | 19,984 | 133,690 | 0.19% | ||
| 31 | DAVENPORT & Co LLC | 18,600 | 124,434 | 0.18% | ||
| 32 | OPPENHEIMER & CO INC | 18,200 | 122,000 | 0.17% | ||
| 33 | RENAISSANCE GROUP LLC | 18,000 | 120,000 | 0.17% | ||
| 34 | DOLIVER ADVISORS, LP | 17,343 | 116,000 | 0.16% | ||
| 35 | Virtu KCG Holdings LLC | 15,938 | 107,000 | 0.15% | ||
| 36 | STIFEL FINANCIAL CORP | 13,340 | 89,000 | 0.13% | ||
| 37 | First Heartland Consultants, Inc. | 11,321 | 76,000 | 0.11% | ||
| 38 | PNC FINANCIAL SERVICES GROUP, INC. | 10,320 | 70,000 | 0.10% | ||
| 39 | JFS WEALTH ADVISORS, LLC | 9,651 | 65,000 | 0.09% | ||
| 40 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 8,780 | 59,000 | 0.08% | ||
| 41 | WASHINGTON TRUST BANK | 5,000 | 33,000 | 0.05% | ||
| 42 | AMERIPRISE FINANCIAL INC | 3,225 | 22,000 | 0.03% | ||
| 43 | Creative Planning | 2,600 | 17,000 | 0.02% | ||
| 44 | MSI Financial Services Inc | 500 | 3,000 | 0.00% | ||
| 45 | CITIGROUP INC | 365 | 2,000 | 0.00% | ||
| 46 | MUFG Americas Holdings Corp | 143 | 1,000 | 0.00% | ||
| 47 | TORONTO DOMINION BANK | 4,900 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
