| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BAILLIE GIFFORD & CO | 1,915,000 | 11,050,000 | 13.07% | ||
| 2 | MORGAN STANLEY | 1,335,041 | 7,703,000 | 9.11% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,325,321 | 7,647,000 | 9.04% | ||
| 4 | RELATIVE VALUE PARTNERS GROUP, LLC | 1,246,194 | 7,191,000 | 8.50% | ||
| 5 | MARINER INVESTMENT GROUP LLC | 1,154,492 | 6,661,000 | 7.88% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 902,245 | 5,205,000 | 6.16% | ||
| 7 | NEWGATE CAPITAL MANAGEMENT LLC | 860,434 | 4,934,000 | 5.84% | ||
| 8 | JPMORGAN CHASE & CO | 723,322 | 4,174,000 | 4.94% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 638,326 | 3,683,000 | 4.36% | ||
| 10 | Invesco Ltd. | 573,746 | 3,310,000 | 3.91% | ||
| 11 | Trust Asset Management LLC | 460,939 | 2,660,000 | 3.15% | ||
| 12 | Yorktown Management & Research Co Inc | 451,000 | 2,602,000 | 3.08% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 353,335 | 2,039,000 | 2.41% | ||
| 14 | Horizon Kinetics LLC | 253,982 | 1,465,000 | 1.73% | ||
| 15 | UBS Group AG | 216,509 | 1,249,000 | 1.48% | ||
| 16 | LPL Financial LLC | 200,421 | 1,150,000 | 1.36% | ||
| 17 | ROBINSON CAPITAL MANAGEMENT, LLC | 197,096 | 1,137,000 | 1.34% | ||
| 18 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 189,421 | 1,093,000 | 1.29% | ||
| 19 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 179,169 | 1,034,000 | 1.22% | ||
| 20 | BLACKROCK ADVISORS LLC | 146,497 | 845,000 | 1.00% | ||
| 21 | WELLS FARGO & COMPANY/MN | 128,472 | 742,000 | 0.88% | ||
| 22 | COHEN & STEERS, INC. | 128,054 | 739,000 | 0.87% | ||
| 23 | HUNTINGTON NATIONAL BANK | 84,040 | 485,000 | 0.57% | PRN | |
| 24 | CAXTON CORP | 72,363 | 418,000 | 0.49% | ||
| 25 | Klingman & Associates, LLC | 65,048 | 375,000 | 0.44% | ||
| 26 | SG Americas Securities, LLC | 57,916 | 334,000 | 0.40% | ||
| 27 | ROYAL BANK OF CANADA | 56,765 | 327,000 | 0.39% | ||
| 28 | Squarepoint Ops LLC | 55,200 | 319,000 | 0.38% | ||
| 29 | Capital Investment Advisors, LLC | 54,145 | 312,000 | 0.37% | ||
| 30 | AMERICAN INTERNATIONAL GROUP, INC. | 53,128 | 306,000 | 0.36% | ||
| 31 | First Allied Advisory Services, Inc. | 51,060 | 299,000 | 0.35% | ||
| 32 | Virtu KCG Holdings LLC | 49,140 | 284,000 | 0.34% | ||
| 33 | Cetera Advisor Networks LLC | 41,675 | 240,000 | 0.28% | ||
| 34 | AQR ARBITRAGE LLC | 40,136 | 232,000 | 0.27% | ||
| 35 | PNC FINANCIAL SERVICES GROUP, INC. | 38,835 | 224,000 | 0.26% | ||
| 36 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 36,403 | 210,000 | 0.25% | ||
| 37 | IFP ADVISORS, INC | 35,476 | 205,000 | 0.24% | ||
| 38 | Weiss Asset Management LP | 34,050 | 196,000 | 0.23% | ||
| 39 | Shaker Financial Services, LLC | 33,224 | 192,000 | 0.23% | ||
| 40 | COMMUNITY BANK & TRUST, WACO, TEXAS | 33,200 | 192,000 | 0.23% | SH | |
| 41 | Brick & Kyle, Associates | 30,599 | 177,000 | 0.21% | ||
| 42 | Yellowstone Partners, LLC | 25,379 | 146,000 | 0.17% | ||
| 43 | DAVENPORT & Co LLC | 22,600 | 130,402 | 0.15% | ||
| 44 | HighTower Advisors, LLC | 17,607 | 103,000 | 0.12% | ||
| 45 | M&T BANK CORP | 17,864 | 103,000 | 0.12% | ||
| 46 | Cetera Advisors LLC | 16,300 | 94,000 | 0.11% | ||
| 47 | INVESTMENT CENTERS OF AMERICA INC | 12,513 | 72,000 | 0.09% | ||
| 48 | First Heartland Consultants, Inc. | 10,772 | 62,000 | 0.07% | ||
| 49 | JFS WEALTH ADVISORS, LLC | 10,538 | 61,000 | 0.07% | ||
| 50 | Creative Planning | 5,682 | 33,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
