| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BAILLIE GIFFORD & CO | 1,915,000 | 11,318,000 | 14.19% | ||
| 2 | MORGAN STANLEY | 1,407,590 | 8,318,000 | 10.43% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 1,150,691 | 6,801,000 | 8.52% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,146,001 | 6,773,000 | 8.49% | ||
| 5 | MARINER INVESTMENT GROUP LLC | 1,049,428 | 6,202,000 | 7.77% | ||
| 6 | RELATIVE VALUE PARTNERS GROUP, LLC | 981,938 | 5,803,000 | 7.27% | ||
| 7 | NEWGATE CAPITAL MANAGEMENT LLC | 804,388 | 4,726,000 | 5.92% | ||
| 8 | JPMORGAN CHASE & CO | 723,322 | 4,275,000 | 5.36% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 623,449 | 3,690,000 | 4.63% | ||
| 10 | Invesco Ltd. | 527,970 | 3,120,000 | 3.91% | ||
| 11 | Yorktown Management & Research Co Inc | 485,000 | 2,867,000 | 3.59% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 314,723 | 1,860,000 | 2.33% | ||
| 13 | Horizon Kinetics LLC | 271,982 | 1,607,000 | 2.01% | ||
| 14 | UBS Group AG | 214,444 | 1,267,000 | 1.59% | ||
| 15 | BLACKROCK ADVISORS LLC | 146,497 | 866,000 | 1.09% | ||
| 16 | WELLS FARGO & COMPANY/MN | 144,902 | 857,000 | 1.07% | ||
| 17 | Shaker Financial Services, LLC | 130,828 | 773,000 | 0.97% | ||
| 18 | COHEN & STEERS, INC. | 128,054 | 757,000 | 0.95% | ||
| 19 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 125,281 | 740,000 | 0.93% | ||
| 20 | LPL Financial LLC | 123,422 | 720,000 | 0.90% | ||
| 21 | Advisors Asset Management, Inc. | 108,327 | 640,000 | 0.80% | ||
| 22 | HUNTINGTON NATIONAL BANK | 84,040 | 497,000 | 0.62% | PRN | |
| 23 | BlueSpruce Investments, LP | 80,838 | 478,000 | 0.60% | ||
| 24 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 76,619 | 453,000 | 0.57% | ||
| 25 | CAXTON CORP | 70,518 | 417,000 | 0.52% | ||
| 26 | Klingman & Associates, LLC | 65,047 | 384,000 | 0.48% | PRN | |
| 27 | ROYAL BANK OF CANADA | 59,160 | 350,000 | 0.44% | ||
| 28 | DOLIVER ADVISORS, LP | 55,388 | 327,000 | 0.41% | ||
| 29 | Capital Investment Advisors, LLC | 54,145 | 320,000 | 0.40% | ||
| 30 | Independence Trust CO | 53,602 | 317,000 | 0.40% | ||
| 31 | AMERICAN INTERNATIONAL GROUP, INC. | 53,049 | 313,000 | 0.39% | ||
| 32 | First Allied Advisory Services, Inc. | 42,404 | 252,000 | 0.32% | ||
| 33 | Cetera Advisor Networks LLC | 41,675 | 246,000 | 0.31% | ||
| 34 | Brick & Kyle, Associates | 35,774 | 211,000 | 0.26% | ||
| 35 | AQR ARBITRAGE LLC | 35,122 | 208,000 | 0.26% | ||
| 36 | PNC FINANCIAL SERVICES GROUP, INC. | 31,519 | 186,000 | 0.23% | ||
| 37 | Yellowstone Partners, LLC | 23,155 | 137,000 | 0.17% | ||
| 38 | DAVENPORT & Co LLC | 22,600 | 133,566 | 0.17% | ||
| 39 | M&T BANK CORP | 17,864 | 105,000 | 0.13% | ||
| 40 | Cetera Advisors LLC | 16,300 | 96,000 | 0.12% | ||
| 41 | Curi Capital, LLC | 14,663 | 87,000 | 0.11% | ||
| 42 | Cambridge Investment Research Advisors, Inc. | 12,200 | 72,000 | 0.09% | ||
| 43 | First Heartland Consultants, Inc. | 10,772 | 64,000 | 0.08% | ||
| 44 | JFS WEALTH ADVISORS, LLC | 10,287 | 61,000 | 0.08% | ||
| 45 | WASHINGTON TRUST BANK | 5,000 | 30,000 | 0.04% | ||
| 46 | US FINANCIAL ADVISORS, LLC | 3,000 | 18,000 | 0.02% | ||
| 47 | WEALTHCARE CAPITAL MANAGEMENT LLC | 3,113 | 18,000 | 0.02% | ||
| 48 | Chicago Partners Investment Group LLC | 1,372 | 8,000 | 0.01% | ||
| 49 | RISK PARADIGM GROUP, LLC | 1,190 | 7,033 | 0.01% | ||
| 50 | US BANCORP \DE\ | 619 | 4,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
