| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BAILLIE GIFFORD & CO | 1,915,000 | 13,711,000 | 19.22% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 1,775,613 | 12,713,000 | 17.82% | ||
| 3 | Advisors Asset Management, Inc. | 976,389 | 6,991,000 | 9.80% | ||
| 4 | Invesco Ltd. | 851,825 | 6,099,000 | 8.55% | ||
| 5 | NEWGATE CAPITAL MANAGEMENT LLC | 710,273 | 5,086,000 | 7.13% | ||
| 6 | MORGAN STANLEY | 567,288 | 4,062,000 | 5.70% | ||
| 7 | Horizon Kinetics LLC | 458,404 | 3,282,000 | 4.60% | ||
| 8 | UBS AG | 371,603 | 2,661,000 | 3.73% | ||
| 9 | Trust Asset Management LLC | 338,819 | 2,426,000 | 3.40% | ||
| 10 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 273,366 | 1,957,000 | 2.74% | ||
| 11 | Shaker Financial Services, LLC | 246,865 | 1,768,000 | 2.48% | ||
| 12 | CREDIT SUISSE AG/ | 197,814 | 1,416,000 | 1.99% | ||
| 13 | MARINER INVESTMENT GROUP LLC | 174,132 | 1,247,000 | 1.75% | ||
| 14 | LPL Financial LLC | 137,214 | 982,000 | 1.38% | ||
| 15 | First Allied Advisory Services, Inc. | 117,305 | 834,000 | 1.17% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 88,653 | 634,000 | 0.89% | ||
| 17 | Raymond James Financial Services Advisors, Inc. | 86,876 | 622,000 | 0.87% | ||
| 18 | ROYAL BANK OF CANADA | 84,799 | 607,000 | 0.85% | ||
| 19 | WOLVERINE ASSET MANAGEMENT LLC | 83,705 | 599,000 | 0.84% | ||
| 20 | Absolute Return Capital, LLC | 77,591 | 556,000 | 0.78% | ||
| 21 | SAGE FINANCIAL GROUP INC | 55,088 | 394,000 | 0.55% | ||
| 22 | Capital Investment Advisors, LLC | 54,895 | 393,048 | 0.55% | ||
| 23 | CORNERSTONE ADVISORS INC | 48,244 | 345,000 | 0.48% | ||
| 24 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 25,565 | 183,000 | 0.26% | ||
| 25 | HighTower Advisors, LLC | 25,381 | 182,000 | 0.26% | ||
| 26 | Private Advisor Group, LLC | 24,100 | 173,000 | 0.24% | ||
| 27 | ENVESTNET ASSET MANAGEMENT INC | 21,565 | 154,000 | 0.22% | ||
| 28 | JPMORGAN CHASE & CO | 20,000 | 143,000 | 0.20% | ||
| 29 | Yellowstone Partners, LLC | 19,840 | 142,000 | 0.20% | ||
| 30 | DAVENPORT & Co LLC | 18,600 | 133,176 | 0.19% | ||
| 31 | RENAISSANCE GROUP LLC | 18,000 | 129,000 | 0.18% | ||
| 32 | WELLS FARGO & COMPANY/MN | 15,570 | 111,000 | 0.16% | ||
| 33 | OPPENHEIMER & CO INC | 14,845 | 106,000 | 0.15% | ||
| 34 | Janney Montgomery Scott LLC | 12,200 | 87,352 | 0.12% | ||
| 35 | First Heartland Consultants, Inc. | 11,321 | 81,000 | 0.11% | ||
| 36 | AMERICAN INTERNATIONAL GROUP, INC. | 9,324 | 66,757 | 0.09% | ||
| 37 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 8,582 | 61,000 | 0.09% | ||
| 38 | PNC FINANCIAL SERVICES GROUP, INC. | 6,000 | 42,000 | 0.06% | ||
| 39 | WASHINGTON TRUST BANK | 5,000 | 36,000 | 0.05% | ||
| 40 | TORONTO DOMINION BANK | 4,900 | 36,000 | 0.05% | ||
| 41 | AMERIPRISE FINANCIAL INC | 3,225 | 23,000 | 0.03% | ||
| 42 | Creative Planning | 2,600 | 19,000 | 0.03% | ||
| 43 | CENTRAL TRUST Co | 2,450 | 18,000 | 0.03% | ||
| 44 | CITIGROUP INC | 1,321 | 9,000 | 0.01% | ||
| 45 | MSI Financial Services Inc | 500 | 4,000 | 0.01% | ||
| 46 | MUFG Americas Holdings Corp | 143 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
