| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CITIGROUP INC | 26 | 0 | 0.00% | ||
| 2 | US BANCORP \DE\ | 151 | 1,000 | 0.00% | ||
| 3 | Chicago Partners Investment Group LLC | 1,372 | 9,000 | 0.01% | ||
| 4 | WEALTHCARE CAPITAL MANAGEMENT LLC | 3,062 | 20,000 | 0.02% | ||
| 5 | WASHINGTON TRUST BANK | 5,000 | 32,000 | 0.04% | ||
| 6 | JFS WEALTH ADVISORS, LLC | 10,118 | 65,000 | 0.07% | ||
| 7 | First Heartland Consultants, Inc. | 10,772 | 69,000 | 0.08% | ||
| 8 | Cambridge Investment Research Advisors, Inc. | 12,200 | 78,000 | 0.09% | ||
| 9 | Cetera Advisors LLC | 16,300 | 104,000 | 0.12% | ||
| 10 | M&T BANK CORP | 18,014 | 115,000 | 0.13% | ||
| 11 | Yellowstone Partners, LLC | 22,143 | 142,000 | 0.16% | ||
| 12 | DAVENPORT & Co LLC | 22,600 | 144,640 | 0.16% | ||
| 13 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 28,779 | 184,000 | 0.20% | ||
| 14 | CAXTON CORP | 31,142 | 199,000 | 0.22% | ||
| 15 | AQR ARBITRAGE LLC | 34,712 | 222,000 | 0.25% | ||
| 16 | Brick & Kyle, Associates | 35,774 | 229,000 | 0.25% | ||
| 17 | PNC FINANCIAL SERVICES GROUP, INC. | 39,645 | 254,000 | 0.28% | ||
| 18 | AMERICAN INTERNATIONAL GROUP, INC. | 43,229 | 276,666 | 0.31% | ||
| 19 | Cetera Advisor Networks LLC | 41,675 | 278,000 | 0.31% | ||
| 20 | Capital Investment Advisors, LLC | 52,145 | 334,000 | 0.37% | ||
| 21 | ROYAL BANK OF CANADA | 55,238 | 354,000 | 0.39% | ||
| 22 | Klingman & Associates, LLC | 65,048 | 416,000 | 0.46% | ||
| 23 | BlueSpruce Investments, LP | 72,684 | 465,000 | 0.51% | ||
| 24 | Independence Trust CO | 77,037 | 493,000 | 0.55% | ||
| 25 | HUNTINGTON NATIONAL BANK | 84,040 | 538,000 | 0.60% | PRN | |
| 26 | Shaker Financial Services, LLC | 116,828 | 748,000 | 0.83% | ||
| 27 | WELLS FARGO & COMPANY/MN | 125,869 | 806,000 | 0.89% | ||
| 28 | LPL Financial LLC | 124,569 | 812,000 | 0.90% | ||
| 29 | COHEN & STEERS, INC. | 128,054 | 820,000 | 0.91% | ||
| 30 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 133,071 | 852,000 | 0.94% | ||
| 31 | BLACKROCK ADVISORS LLC | 146,497 | 938,000 | 1.04% | ||
| 32 | UBS Group AG | 263,046 | 1,684,000 | 1.86% | ||
| 33 | Horizon Kinetics LLC | 277,817 | 1,778,000 | 1.97% | ||
| 34 | BANK OF AMERICA CORP /DE/ | 284,848 | 1,823,000 | 2.02% | ||
| 35 | Advisors Asset Management, Inc. | 318,018 | 2,035,000 | 2.25% | ||
| 36 | ENVESTNET ASSET MANAGEMENT INC | 322,842 | 2,066,000 | 2.29% | ||
| 37 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 340,276 | 2,178,000 | 2.41% | ||
| 38 | Yorktown Management & Research Co Inc | 485,000 | 3,104,000 | 3.44% | ||
| 39 | Invesco Ltd. | 522,448 | 3,344,000 | 3.70% | ||
| 40 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 610,190 | 3,905,000 | 4.32% | ||
| 41 | NEWGATE CAPITAL MANAGEMENT LLC | 632,654 | 4,027,000 | 4.46% | ||
| 42 | Trust Asset Management LLC | 646,704 | 4,139,000 | 4.58% | ||
| 43 | RELATIVE VALUE PARTNERS GROUP, LLC | 669,679 | 4,286,000 | 4.74% | ||
| 44 | JPMORGAN CHASE & CO | 723,322 | 4,629,000 | 5.12% | ||
| 45 | MARINER INVESTMENT GROUP LLC | 845,728 | 5,413,000 | 5.99% | ||
| 46 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,146,001 | 7,334,000 | 8.12% | ||
| 47 | GUGGENHEIM CAPITAL LLC | 1,193,839 | 7,641,000 | 8.46% | ||
| 48 | MORGAN STANLEY | 1,358,723 | 8,696,000 | 9.63% | ||
| 49 | BAILLIE GIFFORD & CO | 1,915,000 | 12,256,000 | 13.57% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
