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NUVEEN TX ADV TOTAL RET STRG
NUVEEN TX ADV TOTAL RET STRG. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 23 Institutional holders with a total value of $43,120,702.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 2,052,207 28,444,000 65.96%
2 MORGAN STANLEY 289,574 4,014,000 9.31%
3 COHEN & STEERS, INC. 249,674 3,460,000 8.02%
4 UBS AG 175,837 2,437,000 5.65%
5 Cambridge Investment Research Advisors, Inc. 72,377 1,003,000 2.33%
6 FIRST TRUST ADVISORS LP 58,966 817,000 1.89%
7 RAYMOND JAMES & ASSOCIATES 36,055 500,000 1.16%
8 Robert W. Baird & Co. Inc 32,551 451,000 1.05%
9 STIFEL FINANCIAL CORP 26,461 367,000 0.85%
10 OPPENHEIMER & CO INC 21,690 301,000 0.70%
11 ROYAL BANK OF CANADA 19,100 265,000 0.61%
12 Commonwealth Equity Services, Inc 14,888 206,000 0.48%
13 BANK OF AMERICA CORP /DE/ 13,555 188,000 0.44%
14 SEIZERT CAPITAL PARTNERS, LLC 12,200 169,000 0.39%
15 First Allied Advisory Services, Inc. 11,750 162,000 0.38%
16 LPL Financial LLC 11,710 162,000 0.38%
17 WELLS FARGO & COMPANY/MN 6,445 89,000 0.21%
18 BARCLAYS PLC 2,500 33,000 0.08%
19 Gradient Investments LLC 1,000 14,000 0.03%
20 CITIGROUP INC 847 12,000 0.03%
21 FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC 700 10,000 0.02%
22 AMERICAN INTERNATIONAL GROUP, INC. 700 9,702 0.02%
23 Tower Research Capital LLC (TRC) 499 7,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.