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NUVEEN TX ADV TOTAL RET STRG
NUVEEN TX ADV TOTAL RET STRG. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 28 Institutional holders with a total value of $41,914,303.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 1,634,243 21,768,000 51.93%
2 Shaker Financial Services, LLC 357,507 4,751,000 11.34%
3 UBS Group AG 299,589 3,982,000 9.50%
4 COHEN & STEERS, INC. 248,576 3,311,000 7.90%
5 MORGAN STANLEY 211,328 2,809,000 6.70%
6 WOLVERINE ASSET MANAGEMENT LLC 119,565 1,589,000 3.79%
7 Cambridge Investment Research Advisors, Inc. 73,327 975,000 2.33%
8 Robert W. Baird & Co. Inc 40,431 537,000 1.28%
9 RAYMOND JAMES & ASSOCIATES 26,159 348,000 0.83%
10 OPPENHEIMER & CO INC 23,940 318,000 0.76%
11 Commonwealth Equity Services, Inc 19,878 264,000 0.63%
12 SG Americas Securities, LLC 15,617 208,000 0.50%
13 BANK OF AMERICA CORP /DE/ 14,189 189,000 0.45%
14 SEIZERT CAPITAL PARTNERS, LLC 12,200 162,000 0.39%
15 DOLIVER ADVISORS, LP 13,569 156,000 0.37%
16 First Allied Advisory Services, Inc. 11,750 156,000 0.37%
17 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 9,933 132,000 0.31%
18 WELLS FARGO & COMPANY/MN 8,478 112,000 0.27%
19 Cowen Prime Services LLC 2,900 39,000 0.09%
20 DEUTSCHE BANK AG\ 2,500 33,000 0.08%
21 Gradient Investments LLC 1,000 13,000 0.03%
22 CITIGROUP INC 732 10,000 0.02%
23 AMERICAN INTERNATIONAL GROUP, INC. 700 9,303 0.02%
24 ROYAL BANK OF CANADA 715 9,000 0.02%
25 D.A. DAVIDSON & CO. 750 9,000 0.02%
26 WESTPORT RESOURCES MANAGEMENT INC 650 9,000 0.02%
27 Catalyst Capital Advisors LLC 600 8,000 0.02%
28 Advisory Services Network, LLC 600 8,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.