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NUVEEN TX ADV TOTAL RET STRG
NUVEEN TX ADV TOTAL RET STRG. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 29 Institutional holders with a total value of $31,274,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 762,185 8,590,000 27.47%
2 UBS Group AG 649,689 7,322,000 23.41%
3 Shaker Financial Services, LLC 348,662 3,929,000 12.56%
4 MORGAN STANLEY 243,721 2,747,000 8.78%
5 COHEN & STEERS, INC. 231,869 2,613,000 8.36%
6 WOLVERINE ASSET MANAGEMENT LLC 196,158 2,210,000 7.07%
7 Invesco Ltd. 50,594 570,000 1.82%
8 BAIRD FINANCIAL GROUP, INC. 41,321 466,000 1.49%
9 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 34,926 394,000 1.26%
10 BANK OF AMERICA CORP /DE/ 34,507 389,000 1.24%
11 Cambridge Investment Research Advisors, Inc. 34,466 388,000 1.24%
12 OPPENHEIMER & CO INC 23,826 269,000 0.86%
13 DOLIVER ADVISORS, LP 21,740 245,000 0.78%
14 GUPTA WEALTH MANAGEMENT LLC 18,830 212,000 0.68%
15 Commonwealth Equity Services, Inc 17,254 194,000 0.62%
16 First Allied Advisory Services, Inc. 14,650 165,000 0.53%
17 SEIZERT CAPITAL PARTNERS, LLC 12,200 137,000 0.44%
18 USCA RIA LLC 11,000 124,000 0.40%
19 WESTPORT RESOURCES MANAGEMENT INC 6,032 68,000 0.22%
20 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 4,210 47,000 0.15%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,085 46,000 0.15%
22 WELLS FARGO & COMPANY/MN 3,884 44,000 0.14%
23 DEUTSCHE BANK AG\ 2,500 28,000 0.09%
24 Creative Planning 1,866 21,000 0.07%
25 D.A. DAVIDSON & CO. 1,750 19,000 0.06%
26 Cowen Prime Services LLC 1,450 16,000 0.05%
27 CITIGROUP INC 1,081 12,000 0.04%
28 AMERICAN INTERNATIONAL GROUP, INC. 400 5,000 0.02%
29 ROYAL BANK OF CANADA 395 4,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.