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NUVEEN TX ADV TOTAL RET STRG
NUVEEN TX ADV TOTAL RET STRG. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 38 Institutional holders with a total value of $32,269,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 593,173 6,922,000 21.45%
2 Advisors Asset Management, Inc. 569,741 6,649,000 20.60%
3 Shaker Financial Services, LLC 414,431 4,836,000 14.99%
4 MORGAN STANLEY 282,700 3,299,000 10.22%
5 COHEN & STEERS, INC. 231,869 2,706,000 8.39%
6 WOLVERINE ASSET MANAGEMENT LLC 175,938 2,053,000 6.36%
7 Invesco Ltd. 51,562 602,000 1.87%
8 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 46,936 548,000 1.70%
9 BAIRD FINANCIAL GROUP, INC. 39,641 463,000 1.43%
10 STIFEL FINANCIAL CORP 37,129 433,000 1.34%
11 Cambridge Investment Research Advisors, Inc. 34,466 402,000 1.25%
12 SG Americas Securities, LLC 28,481 332,000 1.03%
13 BANK OF AMERICA CORP /DE/ 27,094 316,000 0.98%
14 OPPENHEIMER & CO INC 23,826 278,000 0.86%
15 GUGGENHEIM CAPITAL LLC 19,617 229,000 0.71%
16 GUPTA WEALTH MANAGEMENT LLC 18,830 220,000 0.68%
17 Commonwealth Equity Services, Inc 17,751 207,000 0.64%
18 Squarepoint Ops LLC 17,195 201,000 0.62%
19 DOLIVER ADVISORS, LP 15,862 185,000 0.57%
20 IFP ADVISORS, INC 14,806 173,000 0.54%
21 First Allied Advisory Services, Inc. 14,650 171,000 0.53%
22 LPL Financial LLC 14,003 160,000 0.50%
23 Curi Capital, LLC 13,485 157,000 0.49%
24 SEIZERT CAPITAL PARTNERS, LLC 12,200 142,000 0.44%
25 Weiss Asset Management LP 11,605 135,000 0.42%
26 USCA RIA LLC 11,000 128,000 0.40%
27 WELLS FARGO & COMPANY/MN 5,878 69,000 0.21%
28 WESTPORT RESOURCES MANAGEMENT INC 5,175 60,000 0.19%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,085 48,000 0.15%
30 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 2,671 31,000 0.10%
31 DEUTSCHE BANK AG\ 2,500 29,000 0.09%
32 Creative Planning 1,866 22,000 0.07%
33 NEXT Financial Group, Inc 1,800 21,000 0.07%
34 D.A. DAVIDSON & CO. 1,750 20,000 0.06%
35 North Star Investment Management Corp. 1,053 12,000 0.04%
36 ROYAL BANK OF CANADA 395 5,000 0.02%
37 AMERICAN INTERNATIONAL GROUP, INC. 400 5,000 0.02%
38 Cowen Prime Services LLC 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.