Dark
Light
System
Security
NUVEEN TX ADV TOTAL RET STRG
NUVEEN TX ADV TOTAL RET STRG. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 29 Institutional holders with a total value of $24,559,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 684,132 8,223,000 33.48%
2 Advisors Asset Management, Inc. 370,404 4,452,000 18.13%
3 MORGAN STANLEY 311,004 3,738,000 15.22%
4 COHEN & STEERS, INC. 229,287 2,756,000 11.22%
5 GUGGENHEIM CAPITAL LLC 92,677 1,114,000 4.54%
6 Invesco Ltd. 46,593 560,000 2.28%
7 BANK OF AMERICA CORP /DE/ 44,073 530,000 2.16%
8 HL FINANCIAL SERVICES LLC 39,900 480,000 1.95%
9 Cambridge Investment Research Advisors, Inc. 34,120 410,000 1.67%
10 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 25,236 303,000 1.23%
11 STIFEL FINANCIAL CORP 22,580 274,000 1.12%
12 Creative Planning 20,696 249,000 1.01%
13 WELLS FARGO & COMPANY/MN 20,539 247,000 1.01%
14 OPPENHEIMER & CO INC 19,167 231,000 0.94%
15 CITIGROUP INC 15,940 192,000 0.78%
16 Commonwealth Equity Services, Inc 14,251 171,000 0.70%
17 SEIZERT CAPITAL PARTNERS, LLC 12,200 147,000 0.60%
18 First Allied Advisory Services, Inc. 11,141 134,000 0.55%
19 IFP ADVISORS, INC 7,819 94,000 0.38%
20 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 4,240 51,000 0.21%
21 ROYAL BANK OF CANADA 3,684 45,000 0.18%
22 D.A. DAVIDSON & CO. 3,550 42,000 0.17%
23 Advisory Services Network, LLC 2,923 35,000 0.14%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,433 29,000 0.12%
25 ADVISOR GROUP, INC. 1,765 21,000 0.09%
26 North Star Investment Management Corp. 1,103 13,000 0.05%
27 NEXT Financial Group, Inc 800 10,000 0.04%
28 SECURITY NATIONAL TRUST CO 500 6,000 0.02%
29 Financial Architects, Inc 200 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.