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FIRST TR EXCH TRADED FD III
FIRST TR EXCH TRADED FD III. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 8 Institutional holders with a total value of $4,242,419.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HighTower Advisors, LLC 79,010 2,561,000 60.37%
2 Commonwealth Equity Services, Inc 17,125 555,000 13.08%
3 ROYAL BANK OF CANADA 11,587 376,000 8.86%
4 Concorde Asset Management, LLC 7,611 247,000 5.82%
5 STIFEL FINANCIAL CORP 7,000 227,000 5.35%
6 MSI Financial Services Inc 5,785 187,000 4.41%
7 AMERICAN INTERNATIONAL GROUP, INC. 2,759 89,419 2.11%
8 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.