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FIRST TR EXCH TRADED FD III
FIRST TR EXCH TRADED FD III. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 37 Institutional holders with a total value of $66,878,320.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 406,394 13,004,000 19.44%
2 LPL Financial LLC 316,002 10,093,000 15.09%
3 RETIREMENT DESIGN & MANAGEMENT INC /ADV 185,731 5,943,000 8.89%
4 RAYMOND JAMES & ASSOCIATES 161,606 5,171,000 7.73%
5 IFP ADVISORS, INC 126,734 4,055,000 6.06%
6 First Allied Advisory Services, Inc. 110,969 3,550,000 5.31%
7 STRINGER ASSET MANAGEMENT, LLC 86,876 2,780,000 4.16%
8 ROYAL BANK OF CANADA 83,668 2,677,000 4.00%
9 MSI Financial Services Inc 75,401 2,413,000 3.61%
10 RFG Advisory, LLC 71,025 2,268,000 3.39%
11 Transamerica Financial Advisors, LLC 58,601 1,876,000 2.81%
12 First Heartland Consultants, Inc. 54,685 1,750,000 2.62%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 51,894 1,648,000 2.46%
14 IFC Holdings Incorporated/FL 44,776 1,437,000 2.15%
15 GENEOS WEALTH MANAGEMENT INC. 43,381 1,392,000 2.08%
16 ENVESTNET ASSET MANAGEMENT INC 43,473 1,391,000 2.08%
17 Commonwealth Equity Services, Inc 34,015 1,088,000 1.63%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 25,187 804,000 1.20%
19 Partnervest Advisory Services LLC 17,326 554,000 0.83%
20 Accuvest Global Advisors 14,520 465,000 0.70%
21 COLONY GROUP LLC 14,261 456,000 0.68%
22 Concorde Asset Management, LLC 12,574 401,000 0.60%
23 Cambridge Investment Research Advisors, Inc. 12,384 396,000 0.59%
24 Yellowstone Partners, LLC 10,779 345,000 0.52%
25 AMERICAN INTERNATIONAL GROUP, INC. 7,222 231,000 0.35%
26 SII INVESTMENTS INC/WI 6,783 217,000 0.32%
27 Raymond James Financial Services Advisors, Inc. 6,618 212,000 0.32%
28 JPMORGAN CHASE & CO 3,844 123,000 0.18%
29 Carnick & Kubik, LLC 1,075 34,000 0.05%
30 WELLS FARGO & COMPANY/MN 667 21,000 0.03%
31 UBS Group AG 546 17,000 0.03%
32 NEWFOUND RESEARCH LLC 543 17,000 0.03%
33 Creative Planning 500 16,000 0.02%
34 PROFICIO CAPITAL PARTNERS LLC 461 15,000 0.02%
35 Argentus Capital Management, LLC 322 10,000 0.01%
36 Winslow, Evans & Crocker, Inc. 260 8,320 0.01%
37 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.