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FIRST TR EXCH TRADED FD III
FIRST TR EXCH TRADED FD III. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 35 Institutional holders with a total value of $62,285,760.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 400,119 13,804,000 22.16%
2 RAYMOND JAMES & ASSOCIATES 325,593 11,233,000 18.03%
3 LPL Financial LLC 190,469 6,602,000 10.60%
4 IFP ADVISORS, INC 161,368 5,567,000 8.94%
5 ADVISOR GROUP, INC. 119,477 4,122,000 6.62%
6 IFC Holdings Incorporated/FL 99,968 3,450,000 5.54%
7 ENVESTNET ASSET MANAGEMENT INC 67,724 2,337,000 3.75%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 48,162 1,653,000 2.65%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 43,859 1,513,000 2.43%
10 ROYAL BANK OF CANADA 40,932 1,412,000 2.27%
11 Janney Montgomery Scott LLC 39,418 1,360,000 2.18%
12 MSI Financial Services Inc 37,906 1,308,000 2.10%
13 GENEOS WEALTH MANAGEMENT INC. 34,805 1,200,000 1.93%
14 First Heartland Consultants, Inc. 25,031 864,000 1.39%
15 COLONY GROUP LLC 24,803 856,000 1.37%
16 JANE STREET GROUP, LLC 24,757 854,000 1.37%
17 Partnervest Advisory Services LLC 22,166 765,000 1.23%
18 NORTHWEST WEALTH MANAGEMENT, LLC 16,545 571,000 0.92%
19 CITADEL ADVISORS LLC 14,905 514,000 0.83%
20 Commonwealth Equity Services, Inc 14,630 505,000 0.81%
21 UBS Group AG 8,695 300,000 0.48%
22 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 7,499 259,000 0.42%
23 AMERIPRISE FINANCIAL INC 7,117 246,000 0.39%
24 First Allied Advisory Services, Inc. 7,060 244,000 0.39%
25 STIFEL FINANCIAL CORP 6,735 232,000 0.37%
26 Advisors Preferred, LLC 6,704 231,000 0.37%
27 JPMORGAN CHASE & CO 4,561 157,000 0.25%
28 Commonwealth Financial Services, LLC 1,442 50,000 0.08%
29 WFG Advisors, LP 1,000 35,000 0.06%
30 NEWFOUND RESEARCH LLC 533 18,000 0.03%
31 Transamerica Financial Advisors, LLC 355 13,000 0.02%
32 MANUFACTURERS LIFE INSURANCE COMPANY, THE 136 5,000 0.01%
33 D.A. DAVIDSON & CO. 95 3,000 0.00%
34 Winslow, Evans & Crocker, Inc. 80 2,760 0.00%
35 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.