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FIRST TR EXCH TRADED FD III
FIRST TR EXCH TRADED FD III. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 34 Institutional holders with a total value of $60,748,456.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 387,663 12,335,000 20.31%
2 RETIREMENT DESIGN & MANAGEMENT INC /ADV 187,035 5,951,000 9.80%
3 RAYMOND JAMES & ASSOCIATES 162,365 5,166,000 8.50%
4 LPL Financial LLC 156,082 4,972,000 8.18%
5 IFP ADVISORS, INC 144,774 4,607,000 7.58%
6 IFC Holdings Incorporated/FL 94,083 3,011,000 4.96%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 92,184 2,933,000 4.83%
8 ROYAL BANK OF CANADA 88,398 2,813,000 4.63%
9 STRINGER ASSET MANAGEMENT, LLC 86,955 2,767,000 4.55%
10 MSI Financial Services Inc 80,563 2,564,000 4.22%
11 JANE STREET GROUP, LLC 65,957 2,099,000 3.46%
12 First Heartland Consultants, Inc. 60,430 1,923,000 3.17%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 54,089 1,721,000 2.83%
14 ADVISOR GROUP, INC. 52,904 1,682,000 2.77%
15 ENVESTNET ASSET MANAGEMENT INC 37,057 1,179,000 1.94%
16 GENEOS WEALTH MANAGEMENT INC. 35,344 1,130,000 1.86%
17 Commonwealth Equity Services, Inc 32,448 1,033,000 1.70%
18 Partnervest Advisory Services LLC 19,654 625,000 1.03%
19 Yellowstone Partners, LLC 15,944 507,000 0.83%
20 Accuvest Global Advisors 14,520 462,000 0.76%
21 COLONY GROUP LLC 14,423 459,000 0.76%
22 STIFEL FINANCIAL CORP 7,705 246,000 0.40%
23 First Allied Advisory Services, Inc. 7,220 231,000 0.38%
24 JPMORGAN CHASE & CO 3,848 122,000 0.20%
25 WELLS FARGO & COMPANY/MN 3,146 100,000 0.16%
26 WFG Advisors, LP 1,000 32,000 0.05%
27 Creative Planning 500 16,000 0.03%
28 MANUFACTURERS LIFE INSURANCE COMPANY, THE 440 14,000 0.02%
29 Transamerica Financial Advisors, LLC 355 12,000 0.02%
30 NEWFOUND RESEARCH LLC 384 12,000 0.02%
31 UBS Group AG 322 10,000 0.02%
32 Tower Research Capital LLC (TRC) 300 10,000 0.02%
33 Winslow, Evans & Crocker, Inc. 140 4,456 0.01%
34 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.