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FIRST TR EXCH TRADED FD III
FIRST TR EXCH TRADED FD III. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 27 Institutional holders with a total value of $33,765,510.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 188,854 6,136,000 18.17%
2 RETIREMENT DESIGN & MANAGEMENT INC /ADV 183,432 6,004,000 17.78%
3 IFP ADVISORS, INC 99,084 3,243,000 9.60%
4 LADENBURG THALMANN FINANCIAL SERVICES INC. 76,328 2,498,000 7.40%
5 ROYAL BANK OF CANADA 62,928 2,060,000 6.10%
6 MSI Financial Services Inc 62,841 2,057,000 6.09%
7 Transamerica Financial Advisors, LLC 60,204 1,971,000 5.84%
8 HighTower Advisors, LLC 59,658 1,951,000 5.78%
9 Raymond James Financial Services Advisors, Inc. 52,544 1,720,000 5.09%
10 Commonwealth Equity Services, Inc 39,325 1,287,000 3.81%
11 First Heartland Consultants, Inc. 38,828 1,271,000 3.76%
12 PROFICIO CAPITAL PARTNERS LLC 17,358 568,000 1.68%
13 Partnervest Advisory Services LLC 16,639 545,000 1.61%
14 Accuvest Global Advisors 14,495 474,000 1.40%
15 Concorde Asset Management, LLC 12,585 413,000 1.22%
16 COLONY GROUP LLC 12,286 402,000 1.19%
17 LVZ, Inc. 7,942 260,000 0.77%
18 Argentus Capital Management, LLC 7,463 244,000 0.72%
19 Cambridge Investment Research Advisors, Inc. 7,035 230,000 0.68%
20 AMERICAN INTERNATIONAL GROUP, INC. 6,862 225,000 0.67%
21 Camarda Financial Advisors, LLC 3,229 106,000 0.31%
22 ENVESTNET ASSET MANAGEMENT INC 1,769 58,000 0.17%
23 Creative Planning 500 16,000 0.05%
24 NEWFOUND RESEARCH LLC 414 14,000 0.04%
25 Winslow, Evans & Crocker, Inc. 260 8,510 0.03%
26 MORGAN DEMPSEY CAPITAL MANAGEMENT LLC 112 4,000 0.01%
27 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.