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FIRST TR EXCH TRADED FD III
FIRST TR EXCH TRADED FD III. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 14 Institutional holders with a total value of $7,019,839.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HighTower Advisors, LLC 78,585 2,527,000 36.00%
2 Commonwealth Equity Services, Inc 42,368 1,363,000 19.42%
3 First Heartland Consultants, Inc. 17,504 563,000 8.02%
4 JANE STREET GROUP, LLC 16,291 524,000 7.46%
5 ROYAL BANK OF CANADA 13,963 449,000 6.40%
6 Concorde Asset Management, LLC 12,948 417,000 5.94%
7 Argentus Capital Management, LLC 11,835 381,000 5.43%
8 STIFEL FINANCIAL CORP 6,900 222,000 3.16%
9 MSI Financial Services Inc 6,378 205,000 2.92%
10 AMERICAN INTERNATIONAL GROUP, INC. 6,219 200,003 2.85%
11 Simplicity Solutions, LLC 3,975 127,836 1.82%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 900 29,000 0.41%
13 UBS Group AG 380 12,000 0.17%
14 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.