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FIRST TR EXCH TRADED FD III
FIRST TR EXCH TRADED FD III. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 17 Institutional holders with a total value of $10,571,536.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HighTower Advisors, LLC 71,364 2,237,000 21.16%
2 ROYAL BANK OF CANADA 54,605 1,711,000 16.18%
3 Raymond James Financial Services Advisors, Inc. 51,959 1,628,000 15.40%
4 Commonwealth Equity Services, Inc 40,964 1,284,000 12.15%
5 First Heartland Consultants, Inc. 32,770 1,027,000 9.71%
6 MSI Financial Services Inc 16,364 513,000 4.85%
7 Accuvest Global Advisors 14,495 454,000 4.29%
8 Concorde Asset Management, LLC 12,918 405,000 3.83%
9 Argentus Capital Management, LLC 11,368 356,000 3.37%
10 Strategic Capital Alternatives LLC 11,023 345,000 3.26%
11 LPL Financial LLC 9,223 295,000 2.79%
12 AMERICAN INTERNATIONAL GROUP, INC. 6,627 207,000 1.96%
13 ENVESTNET ASSET MANAGEMENT INC 1,686 53,000 0.50%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 900 28,000 0.26%
15 Creative Planning 500 16,000 0.15%
16 Carnick & Kubik, LLC 400 12,536 0.12%
17 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.