Dark
Light
System
Security
CAPITAL ONE FINL CORP
CAPITAL ONE FINL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 757 Institutional holders with a total value of $39,800,634,552.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 MANUFACTURERS LIFE INSURANCE COMPANY, THE 759,379 58,594,000 0.15%
102 TEACHERS ADVISORS, LLC 746,040 57,564,000 0.14%
103 CANADA LIFE ASSURANCE Co 734,528 56,383,000 0.14%
104 SAMLYN CAPITAL, LLC 729,163 56,262,000 0.14%
105 FEDERATED HERMES, INC. 708,766 54,689,000 0.14%
106 ROYAL BANK OF CANADA 701,095 54,096,000 0.14%
107 CITIGROUP INC 693,481 53,510,000 0.13%
108 SEIZERT CAPITAL PARTNERS, LLC 666,480 51,426,000 0.13%
109 HUDSON EDGE INVESTMENT PARTNERS INC. 663,180 51,171,000 0.13%
110 ROCKEFELLER FINANCIAL SERVICES INC 654,460 50,499,000 0.13%
111 PRINCIPAL FINANCIAL GROUP INC 653,667 50,437,000 0.13%
112 Winton Capital Management Ltd 638,213 49,245,000 0.12%
113 HSBC HOLDINGS PLC 626,157 48,258,000 0.12%
114 VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. 612,230 47,240,000 0.12%
115 PNC FINANCIAL SERVICES GROUP, INC. 604,497 46,642,000 0.12%
116 PANAGORA ASSET MANAGEMENT INC 586,446 45,250,000 0.11%
117 CREDIT AGRICOLE S A 584,843 45,127,000 0.11%
118 M.D. Sass, LLC 567,617 43,796,000 0.11%
119 PIEDMONT INVESTMENT ADVISORS INC 559,771 43,191,930 0.11%
120 GOLDMAN SACHS GROUP INC 550,000 42,438,000 0.11% Call
121 SUSQUEHANNA INTERNATIONAL GROUP, LLP 534,500 41,242,000 0.10% Put
122 BALYASNY ASSET MANAGEMENT L.P. 518,924 40,040,000 0.10%
123 Toscafund Asset Management LLP 500,000 38,580,000 0.10%
124 TOCQUEVILLE ASSET MANAGEMENT L.P. 495,742 38,251,000 0.10%
125 PRIO WEALTH LIMITED PARTNERSHIP 489,511 37,770,000 0.09%
126 SUNTRUST BANKS INC 484,217 37,359,000 0.09%
127 QVT Financial LP 483,865 37,335,000 0.09%
128 Nationwide Fund Advisors 478,110 36,891,000 0.09%
129 Calvert Investment Management, Inc. 459,738 35,473,000 0.09%
130 Korea Investment CORP 456,900 35,254,000 0.09%
131 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 453,913 35,024,000 0.09%
132 JANUS HENDERSON INVESTORS US LLC 440,546 33,993,000 0.09%
133 COMMERZBANK AKTIENGESELLSCHAFT /FI 429,924 33,173,000 0.08%
134 PARNASSUS INVESTMENTS, LLC 425,000 32,793,000 0.08%
135 Chevy Chase Trust Holdings, LLC 424,038 32,719,000 0.08%
136 AQR CAPITAL MANAGEMENT LLC 420,129 32,417,000 0.08%
137 HONEYWELL INTERNATIONAL INC 413,300 31,890,000 0.08%
138 Herring Creek Capital Management, LLC 409,889 31,627,000 0.08%
139 WEDGE CAPITAL MANAGEMENT L L P/NC 409,450 31,593,000 0.08%
140 MACQUARIE GROUP LTD 406,306 31,351,000 0.08%
141 SG Americas Securities, LLC 404,697 31,226,000 0.08%
142 STATE OF MICHIGAN RETIREMENT SYSTEM 398,756 30,768,000 0.08%
143 OMERS ADMINISTRATION Corp 396,100 30,563,000 0.08%
144 GUGGENHEIM CAPITAL LLC 389,056 30,021,000 0.08%
145 HEARTLAND ADVISORS INC 387,178 29,875,000 0.08%
146 CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 387,100 29,869,000 0.08%
147 PGGM Investments 382,419 29,507,000 0.07%
148 ARMSTRONG SHAW ASSOCIATES INC/CT 382,319 29,500,000 0.07%
149 D. E. Shaw & Co., Inc. 367,337 28,344,000 0.07%
150 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 366,074 28,246,000 0.07%
Page 3 of 16

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.