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CAPITAL ONE FINL CORP
CAPITAL ONE FINL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 828 Institutional holders with a total value of $34,259,347,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Hedeker Wealth, LLC 3 0 0.00%
2 KALOS MANAGEMENT, INC. 1,371 1,000 0.00% PRN
3 DEUTSCHE BANK AG\ 20 1,000 0.00% Call
4 NewSquare Capital LLC 7 1,000 0.00%
5 MARK SHEPTOFF FINANCIAL PLANNING, LLC 16 1,000 0.00%
6 SONORA INVESTMENT MANAGEMENT, LLC 27 2,000 0.00%
7 CONTRAVISORY INVESTMENT MANAGEMENT, INC. 27 2,000 0.00%
8 PINKERTON WEALTH, LLC 30 2,000 0.00%
9 SECURITY NATIONAL TRUST CO 28 2,000 0.00%
10 CUTLER GROUP LLC / CA 8,700 3,000 0.00% Call
11 Allworth Financial LP 36 3,000 0.00%
12 US FINANCIAL ADVISORS, LLC 37 3,000 0.00%
13 First City Capital Management, Inc. 52 3,753 0.00%
14 CENTRAL BANK & TRUST CO 55 4,000 0.00%
15 Tradewinds Capital Management, LLC 61 4,000 0.00%
16 Gradient Investments LLC 53 4,000 0.00%
17 Lenox Wealth Advisors, LLC 60 4,000 0.00%
18 Global X Management CO LLC 51 4,000 0.00%
19 Crosspoint Capital Strategies, LLC 52 4,000 0.00%
20 ALLEGIS INVESTMENT ADVISORS, LLC 56 4,000 0.00%
21 ADVANTAGE INVESTMENT MANAGEMENT, LLC 82 6,000 0.00%
22 PROFICIO CAPITAL PARTNERS LLC 103 7,000 0.00%
23 Stanford Investment Group, Inc. 100 7,000 0.00%
24 HIGH POINT BANK & TRUST CO 100 7,000 0.00%
25 Cornerstone Advisors, Inc. 104 8,000 0.00%
26 HARFST & ASSOCIATES, INC. 116 8,000 0.00%
27 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 107 8,000 0.00%
28 SALZHAUER MICHAEL 5,000 8,000 0.00% Call
29 Perkins Coie Trust Co 120 9,000 0.00%
30 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 113 9,000 0.00%
31 TD Securities (USA) LLC 120 9,000 0.00%
32 Vantage Investment Advisors, LLC 128 9,000 0.00%
33 Chicago Partners Investment Group LLC 125 9,000 0.00%
34 SATURNA CAPITAL CORP 140 10,000 0.00%
35 Kistler-Tiffany Companies, LLC 144 10,000 0.00%
36 CITY HOLDING CO 134 10,000 0.00%
37 BALENTINE LLC 140 10,000 0.00%
38 DELPHI PRIVATE ADVISORS LLC 148 11,000 0.00%
39 ENTERPRISE FINANCIAL SERVICES CORP 148 11,000 0.00%
40 MOSAIC FAMILY WEALTH, LLC 171 12,000 0.00%
41 BENJAMIN F. EDWARDS & COMPANY, INC. 164 12,000 0.00%
42 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 160 12,000 0.00%
43 INTEGRATED WEALTH MANAGEMENT 182 13,000 0.00%
44 ZIONS BANCORPORATION 205 13,000 0.00% SH
45 Parkside Financial Bank & Trust 167 13,000 0.00%
46 HOWE & RUSLING INC 183 13,000 0.00%
47 PEOPLES FINANCIAL SERVICES CORP. 200 14,000 0.00%
48 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 213 15,000 0.00%
49 VERSANT CAPITAL MANAGEMENT, INC 249 17,000 0.00%
50 Tarbox Family Office, Inc. 255 18,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.