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PIMCO ETF TR
PIMCO ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 39 Institutional holders with a total value of $89,338,140.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 CREATIVE FINANCIAL DESIGNS INC /ADV 39 2,000 0.00%
3 IFP ADVISORS, INC 50 3,000 0.00%
4 MANUFACTURERS LIFE INSURANCE COMPANY, THE 103 5,000 0.01%
5 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 149 8,000 0.01%
6 Winslow, Evans & Crocker, Inc. 200 10,140 0.01%
7 BENJAMIN F. EDWARDS & COMPANY, INC. 255 13,000 0.01%
8 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 278 14,000 0.02%
9 SARGENT BICKHAM LAGUDIS LLC 490 25,000 0.03%
10 Hanson & Doremus Investment Management 545 28,000 0.03%
11 BANK OF MONTREAL /CAN/ 920 47,000 0.05%
12 ADVISOR GROUP, INC. 2,370 120,000 0.13%
13 PNC FINANCIAL SERVICES GROUP, INC. 2,423 123,000 0.14%
14 CHATHAM CAPITAL GROUP, INC. 4,000 203,000 0.23%
15 Commonwealth Equity Services, Inc 4,126 209,000 0.23%
16 KINGSVIEW WEALTH MANAGEMENT, LLC 4,422 224,000 0.25%
17 RIDGEWOOD INVESTMENTS LLC 4,951 251,000 0.28%
18 MIGDAL INSURANCE & FINANCIAL HOLDINGS LTD. 6,427 326,000 0.36%
19 LPL Financial LLC 8,859 449,000 0.50%
20 ENVESTNET ASSET MANAGEMENT INC 9,250 469,000 0.52%
21 Private Advisor Group, LLC 15,000 760,000 0.85%
22 CITADEL ADVISORS LLC 17,979 911,000 1.02%
23 UBS Group AG 19,347 981,000 1.10%
24 Atria Investments, Inc 20,083 1,018,000 1.14%
25 Virtu KCG Holdings LLC 20,766 1,053,000 1.18%
26 JACOBI CAPITAL MANAGEMENT LLC 22,762 1,154,000 1.29%
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 23,867 1,210,000 1.35%
28 First Allied Advisory Services, Inc. 26,840 1,361,000 1.52%
29 BANK OF AMERICA CORP /DE/ 41,100 2,084,000 2.33%
30 MORGAN STANLEY 48,900 2,479,000 2.77%
31 SG Americas Securities, LLC 50,000 2,535,000 2.84%
32 ROYAL BANK OF CANADA 51,780 2,625,000 2.94%
33 Morningstar Investment Services LLC 54,989 2,787,000 3.12%
34 JANE STREET GROUP, LLC 98,988 5,018,000 5.62%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 106,762 5,412,000 6.06%
36 Lowe Wealth Advisors, LLC 117,028 5,932,000 6.64%
37 WELLS FARGO & COMPANY/MN 132,572 6,720,000 7.52%
38 MML INVESTORS SERVICES, INC. 101,576 9,441,000 10.57%
39 Freedom Investment Management, Inc. 657,484 33,328,000 37.31%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.