| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AOZORA BANK, LTD. | 12,260,000 | 274,624,000 | 9.83% | ||
| 2 | IndexIQ Advisors LLC | 9,056,311 | 202,862,000 | 7.26% | ||
| 3 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 8,931,866 | 200,074,000 | 7.16% | ||
| 4 | UBS Group AG | 7,553,035 | 169,188,000 | 6.05% | ||
| 5 | GOLDMAN SACHS GROUP INC | 7,338,030 | 164,372,000 | 5.88% | ||
| 6 | MORGAN STANLEY | 6,685,301 | 149,749,000 | 5.36% | ||
| 7 | Nan Shan Life Insurance Co., Ltd. | 5,641,690 | 126,374,000 | 4.52% | ||
| 8 | QS Investors, LLC | 4,535,313 | 101,591,000 | 3.64% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 3,397,657 | 76,107,000 | 2.72% | ||
| 10 | HARVARD MANAGEMENT CO INC | 3,100,000 | 69,440,000 | 2.48% | ||
| 11 | TD ASSET MANAGEMENT INC | 3,030,000 | 67,872,000 | 2.43% | ||
| 12 | ROYAL BANK OF CANADA | 2,649,010 | 59,337,000 | 2.12% | ||
| 13 | Valmark Advisers, Inc. | 2,590,153 | 57,908,000 | 2.07% | ||
| 14 | VOYA INVESTMENT MANAGEMENT LLC | 2,509,331 | 56,210,000 | 2.01% | ||
| 15 | AVIANCE CAPITAL MANAGEMENT, LLC | 2,409,949 | 53,983,000 | 1.93% | ||
| 16 | ENVESTNET ASSET MANAGEMENT INC | 2,280,714 | 51,088,000 | 1.83% | ||
| 17 | Invesco Ltd. | 2,134,527 | 47,814,000 | 1.71% | ||
| 18 | LPL Financial LLC | 1,933,114 | 43,224,000 | 1.55% | ||
| 19 | Orion Porfolio Solutions, LLC | 1,537,702 | 34,445,000 | 1.23% | ||
| 20 | WELLS FARGO & COMPANY/MN | 1,404,436 | 31,459,000 | 1.13% | ||
| 21 | GUGGENHEIM CAPITAL LLC | 1,400,609 | 31,372,000 | 1.12% | ||
| 22 | ASSETMARK, INC | 1,310,492 | 29,355,000 | 1.05% | ||
| 23 | Neuberger Berman Group LLC | 1,208,290 | 27,066,000 | 0.97% | ||
| 24 | WELLINGTON MANAGEMENT GROUP LLP | 1,202,999 | 26,947,000 | 0.96% | ||
| 25 | AMERIPRISE FINANCIAL INC | 1,167,548 | 26,322,000 | 0.94% | ||
| 26 | Windham Capital Management, LLC | 957,959 | 21,458,000 | 0.77% | ||
| 27 | BAIRD FINANCIAL GROUP, INC. | 849,087 | 19,020,000 | 0.68% | ||
| 28 | Efficient Market Advisors, LLC | 830,017 | 18,592,000 | 0.67% | ||
| 29 | COMPASS FINANCIAL GROUP, INC. | 143,208 | 14,408,000 | 0.52% | ||
| 30 | UNIPLAN INVESTMENT COUNSEL, INC. | 623,417 | 13,970,000 | 0.50% | ||
| 31 | Janney Capital Management LLC | 621,571 | 13,923,000 | 0.50% | ||
| 32 | WELCH & FORBES LLC | 615,052 | 13,777,000 | 0.49% | ||
| 33 | COWEN INC. | 605,800 | 13,570,000 | 0.49% | Put | |
| 34 | WASHINGTON TRUST BANK | 599,162 | 13,421,000 | 0.48% | ||
| 35 | Anne Ray Charitable Trust | 574,095 | 12,860,000 | 0.46% | ||
| 36 | 3D ASSET MANAGEMENT, INC | 569,396 | 12,754,000 | 0.46% | ||
| 37 | Buckingham Capital Management, Inc. | 533,973 | 11,961,000 | 0.43% | ||
| 38 | BANK OF AMERICA CORP /DE/ | 500,000 | 11,200,000 | 0.40% | Put | |
| 39 | FEDERATED HERMES, INC. | 500,000 | 11,200,000 | 0.40% | ||
| 40 | D.A. DAVIDSON & CO. | 497,262 | 11,137,000 | 0.40% | ||
| 41 | Advisory Alpha, LLC | 475,560 | 10,649,000 | 0.38% | ||
| 42 | SEI INVESTMENTS CO | 460,152 | 10,307,000 | 0.37% | ||
| 43 | CITIGROUP INC | 446,975 | 10,012,000 | 0.36% | ||
| 44 | VICUS CAPITAL | 413,470 | 9,262,000 | 0.33% | ||
| 45 | NEW ENGLAND ASSET MANAGEMENT INC | 409,650 | 9,176,000 | 0.33% | ||
| 46 | Gradient Investments LLC | 393,188 | 8,807,000 | 0.32% | ||
| 47 | CREDIT SUISSE AG/ | 390,683 | 8,752,000 | 0.31% | ||
| 48 | BEACON FINANCIAL GROUP | 386,597 | 8,671,000 | 0.31% | ||
| 49 | UBS Group AG | 381,000 | 8,534,000 | 0.31% | Call | |
| 50 | 10-15 ASSOCIATES, INC. | 369,094 | 8,268,000 | 0.30% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
