| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AOZORA BANK, LTD. | 12,070,000 | 300,180,000 | 8.18% | ||
| 2 | GOLDMAN SACHS GROUP INC | 9,211,867 | 229,098,000 | 6.24% | ||
| 3 | UBS AG | 9,045,840 | 224,970,000 | 6.13% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 8,778,847 | 218,330,000 | 5.95% | ||
| 5 | MORGAN STANLEY | 7,417,827 | 184,481,000 | 5.03% | ||
| 6 | JPMORGAN CHASE & CO | 5,699,980 | 141,759,000 | 3.86% | ||
| 7 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 5,259,626 | 130,807,000 | 3.57% | ||
| 8 | WELLS FARGO & COMPANY/MN | 4,371,461 | 108,718,000 | 2.96% | ||
| 9 | QS Investors, LLC | 3,826,173 | 95,157,000 | 2.59% | ||
| 10 | LPL Financial LLC | 3,779,487 | 93,996,000 | 2.56% | ||
| 11 | IndexIQ Advisors LLC | 3,642,908 | 90,599,000 | 2.47% | ||
| 12 | Invesco Ltd. | 3,597,085 | 89,459,000 | 2.44% | ||
| 13 | AVIANCE CAPITAL MANAGEMENT, LLC | 3,592,772 | 89,352,000 | 2.44% | ||
| 14 | TD ASSET MANAGEMENT INC | 3,459,900 | 86,048,000 | 2.35% | ||
| 15 | Orion Porfolio Solutions, LLC | 2,772,598 | 68,955,000 | 1.88% | ||
| 16 | WELLINGTON MANAGEMENT GROUP LLP | 2,583,246 | 64,245,000 | 1.75% | ||
| 17 | MATHER GROUP, LLC. | 2,570,381 | 63,925,000 | 1.74% | ||
| 18 | Bluefin Trading, LLC | 2,473,892 | 61,600,000 | 1.68% | ||
| 19 | Valmark Advisers, Inc. | 2,359,124 | 58,671,000 | 1.60% | ||
| 20 | ROYAL BANK OF CANADA | 2,298,690 | 57,168,000 | 1.56% | ||
| 21 | CITY NATIONAL BANK | 2,209,037 | 54,939,000 | 1.50% | ||
| 22 | GUGGENHEIM CAPITAL LLC | 1,962,884 | 48,818,000 | 1.33% | ||
| 23 | Simply Money Advisors | 1,853,817 | 46,104,000 | 1.26% | ||
| 24 | Hilton Capital Management, LLC | 1,323,818 | 32,923,000 | 0.90% | PRN | |
| 25 | ENVESTNET ASSET MANAGEMENT INC | 1,301,236 | 32,362,000 | 0.88% | ||
| 26 | EVEREST CAPITAL LLC | 1,280,000 | 31,834,000 | 0.87% | ||
| 27 | Hoxton Financial, Inc. | 952,800 | 23,696,000 | 0.65% | ||
| 28 | Gradient Investments LLC | 842,497 | 20,953,000 | 0.57% | ||
| 29 | AMERIPRISE FINANCIAL INC | 832,720 | 20,708,000 | 0.56% | ||
| 30 | BlackRock Finance, Inc. | 829,000 | 20,617,000 | 0.56% | ||
| 31 | Robert W. Baird & Co. Inc | 801,647 | 19,937,000 | 0.54% | ||
| 32 | Buckingham Capital Management, Inc. | 784,991 | 19,523,000 | 0.53% | ||
| 33 | WELCH & FORBES LLC | 764,165 | 19,005,000 | 0.52% | ||
| 34 | Main Management LLC | 742,908 | 18,476,000 | 0.50% | ||
| 35 | 10-15 ASSOCIATES, INC. | 715,261 | 17,788,000 | 0.48% | ||
| 36 | FRANKLIN RESOURCES INC | 711,060 | 17,684,000 | 0.48% | ||
| 37 | Mariner, LLC | 708,532 | 17,621,000 | 0.48% | ||
| 38 | FEDERATED HERMES, INC. | 700,000 | 17,409,000 | 0.47% | ||
| 39 | Evanston Investments, Inc., dba Evanston Advisors | 650,857 | 16,187,000 | 0.44% | ||
| 40 | KEMPER Corp | 600,000 | 14,922,000 | 0.41% | ||
| 41 | MassMutual Private Wealth & Trust, FSB | 561,932 | 13,975,249 | 0.38% | ||
| 42 | JANE STREET GROUP, LLC | 545,256 | 13,561,000 | 0.37% | ||
| 43 | CITIGROUP INC | 534,140 | 13,284,000 | 0.36% | ||
| 44 | COWEN INC. | 493,503 | 13,201,000 | 0.36% | ||
| 45 | Quantitative Advantage, LLC | 517,559 | 12,872,000 | 0.35% | ||
| 46 | SWARTHMORE GROUP INC | 507,200 | 12,614,000 | 0.34% | ||
| 47 | NOMURA HOLDINGS INC | 468,600 | 11,653,000 | 0.32% | ||
| 48 | BANK OF MONTREAL /CAN/ | 467,875 | 11,635,000 | 0.32% | ||
| 49 | CREDIT SUISSE AG/ | 440,532 | 10,956,000 | 0.30% | ||
| 50 | 3D ASSET MANAGEMENT, INC | 440,489 | 10,955,000 | 0.30% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
