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RYDEX GUGGENHEIM
RYDEX GUGGENHEIM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 27 Institutional holders with a total value of $43,339,325.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 233,534 18,993,000 43.82%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 49,312 4,011,000 9.25%
3 UBS AG 48,240 3,923,000 9.05%
4 SG Americas Securities, LLC 34,820 2,832,000 6.53%
5 MORGAN STANLEY 32,547 2,647,000 6.11%
6 LPL Financial LLC 26,696 2,171,000 5.01%
7 RAYMOND JAMES & ASSOCIATES 22,698 1,846,000 4.26%
8 ROYAL BANK OF CANADA 21,772 1,771,000 4.09%
9 BANK OF AMERICA CORP /DE/ 17,381 1,414,000 3.26%
10 B. Riley Wealth Advisors, Inc. 21,510 875,579 2.02%
11 AMERICAN INTERNATIONAL GROUP, INC. 7,448 605,746 1.40%
12 BANK OF STOCKTON 5,330 433,000 1.00%
13 GREENLEAF TRUST 5,050 411,000 0.95%
14 JANE STREET GROUP, LLC 4,439 361,000 0.83%
15 Freedom Investment Management, Inc. 4,237 345,000 0.80%
16 Creative Planning 3,039 247,000 0.57%
17 OPTIMUM INVESTMENT ADVISORS 1,420 115,000 0.27%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,277 104,000 0.24%
19 CITIGROUP INC 1,060 86,000 0.20%
20 MSI Financial Services Inc 524 43,000 0.10%
21 WFG Advisors, LP 365 30,000 0.07%
22 BANK OF MONTREAL /CAN/ 290 24,000 0.06%
23 Ground Swell Capital, LLC 200 16,000 0.04%
24 Vantage Investment Advisors, LLC 155 13,000 0.03%
25 AMERIPRISE FINANCIAL INC 119 10,000 0.02%
26 Tower Research Capital LLC (TRC) 100 8,000 0.02%
27 B. Riley Wealth Management, Inc. 57 4,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.