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RYDEX GUGGENHEIM
RYDEX GUGGENHEIM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 55 Institutional holders with a total value of $121,185,390.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 285,212 23,062,000 19.03%
2 WELLS FARGO & COMPANY/MN 236,886 19,154,000 15.81%
3 WELL DONE, LLC 231,935 18,754,000 15.48%
4 LPL Financial LLC 142,150 11,142,000 9.19%
5 UBS Group AG 77,716 6,284,000 5.19%
6 BANK OF AMERICA CORP /DE/ 65,613 5,306,000 4.38%
7 CITADEL ADVISORS LLC 50,376 4,075,000 3.36%
8 AMERICAN INTERNATIONAL GROUP, INC. 49,712 4,019,000 3.32%
9 JANE STREET GROUP, LLC 33,671 2,723,000 2.25%
10 Raymond James Financial Services Advisors, Inc. 31,833 2,574,000 2.12%
11 AMERIPRISE FINANCIAL INC 26,499 2,143,000 1.77%
12 Transamerica Financial Advisors, LLC 26,244 2,123,000 1.75%
13 Virtu KCG Holdings LLC 25,984 2,101,000 1.73%
14 BANK OF STOCKTON 22,180 1,793,000 1.48%
15 RAYMOND JAMES & ASSOCIATES 18,964 1,533,000 1.27%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 17,233 1,394,000 1.15%
17 BANK OF MONTREAL /CAN/ 16,732 1,353,000 1.12%
18 Cambridge Investment Research Advisors, Inc. 15,383 1,244,000 1.03%
19 First Allied Advisory Services, Inc. 13,916 1,125,000 0.93%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,425 1,004,000 0.83%
21 B. Riley Wealth Advisors, Inc. 11,739 950,000 0.78%
22 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 10,011 810,000 0.67%
23 FAS Wealth Partners, Inc. 8,043 650,000 0.54%
24 ROYAL BANK OF CANADA 7,815 632,000 0.52%
25 VOYA FINANCIAL ADVISORS, INC. 6,585 540,000 0.45%
26 Commonwealth Equity Services, Inc 5,209 421,000 0.35%
27 GREENLEAF TRUST 5,050 408,000 0.34%
28 CIBC WORLD MARKET INC. 4,565 369,000 0.30%
29 Freedom Investment Management, Inc. 4,525 366,000 0.30%
30 Advisory Services Network, LLC 3,963 320,000 0.26%
31 Janney Montgomery Scott LLC 3,733 302,000 0.25%
32 MSI Financial Services Inc 3,698 299,000 0.25%
33 Stanford Investment Group, Inc. 3,560 288,000 0.24%
34 BALASA DINVERNO & FOLTZ LLC 3,525 285,000 0.24%
35 Creative Planning 3,064 248,000 0.20%
36 BROWN ADVISORY INC 2,760 223,000 0.18%
37 Private Advisor Group, LLC 2,625 212,000 0.17%
38 WEDBUSH SECURITIES INC 2,514 203,000 0.17%
39 Karp Capital Management Corp 2,500 202,000 0.17%
40 ENVESTNET ASSET MANAGEMENT INC 1,979 160,000 0.13%
41 SG Americas Securities, LLC 1,945 157,000 0.13%
42 CITIGROUP INC 511 41,000 0.03%
43 Vantage Investment Advisors, LLC 461 37,000 0.03%
44 WFG Advisors, LP 401 32,000 0.03%
45 MANUFACTURERS LIFE INSURANCE COMPANY, THE 386 31,000 0.03%
46 IFP ADVISORS, INC 359 29,000 0.02%
47 Simplicity Solutions, LLC 314 25,390 0.02%
48 MOSAIC FAMILY WEALTH, LLC 235 19,000 0.02%
49 NEXT Financial Group, Inc 100 8,000 0.01%
50 Tower Research Capital LLC (TRC) 73 6,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.