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RYDEX GUGGENHEIM
RYDEX GUGGENHEIM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 51 Institutional holders with a total value of $68,381,769.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 136,897 11,049,000 16.16%
2 LPL Financial LLC 101,066 8,486,000 12.41%
3 MORGAN STANLEY 89,638 7,235,000 10.58%
4 WELLS FARGO & COMPANY/MN 79,402 6,408,000 9.37%
5 BANK OF AMERICA CORP /DE/ 70,823 5,716,000 8.36%
6 AMERICAN INTERNATIONAL GROUP, INC. 69,088 5,576,000 8.15%
7 Transamerica Financial Advisors, LLC 26,976 2,178,000 3.19%
8 AMERIPRISE FINANCIAL INC 25,398 2,050,000 3.00%
9 RAYMOND JAMES & ASSOCIATES 21,966 1,773,000 2.59%
10 BANK OF STOCKTON 20,880 1,685,000 2.46%
11 VSR Financial Services, Inc. 18,334 1,480,000 2.16%
12 CITADEL ADVISORS LLC 18,272 1,475,000 2.16%
13 GOLDMAN SACHS GROUP INC 16,892 1,363,000 1.99%
14 First Allied Advisory Services, Inc. 13,509 1,086,000 1.59%
15 Cambridge Investment Research Advisors, Inc. 11,445 924,000 1.35%
16 B. Riley Wealth Advisors, Inc. 11,341 916,000 1.34%
17 ROYAL BANK OF CANADA 10,470 845,000 1.24%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,914 719,000 1.05%
19 BANK OF MONTREAL /CAN/ 8,890 718,000 1.05%
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 6,436 519,000 0.76%
21 VOYA FINANCIAL ADVISORS, INC. 6,511 516,000 0.75%
22 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 6,364 514,000 0.75%
23 Freedom Investment Management, Inc. 15,711 472,000 0.69%
24 Virtu KCG Holdings LLC 5,345 431,000 0.63%
25 GREENLEAF TRUST 5,050 408,000 0.60%
26 Commonwealth Equity Services, Inc 4,956 400,000 0.58%
27 CIBC WORLD MARKET INC. 4,684 378,000 0.55%
28 JANE STREET GROUP, LLC 4,480 362,000 0.53%
29 Advisory Services Network, LLC 4,000 323,000 0.47%
30 Stanford Investment Group, Inc. 3,560 287,000 0.42%
31 BALASA DINVERNO & FOLTZ LLC 3,525 285,000 0.42%
32 Creative Planning 3,058 247,000 0.36%
33 Janney Montgomery Scott LLC 3,052 246,000 0.36%
34 BROWN ADVISORY INC 2,760 223,000 0.33%
35 WEDBUSH SECURITIES INC 2,514 203,000 0.30%
36 QS Investors, LLC 1,978 160,000 0.23%
37 ENVESTNET ASSET MANAGEMENT INC 1,979 160,000 0.23%
38 Karp Capital Management Corp 1,975 159,000 0.23%
39 SG Americas Securities, LLC 1,945 157,000 0.23%
40 Simplicity Solutions, LLC 914 73,769 0.11%
41 Vantage Investment Advisors, LLC 461 37,000 0.05%
42 WFG Advisors, LP 401 32,000 0.05%
43 MSI Financial Services Inc 361 29,000 0.04%
44 Cordasco Financial Network 250 20,000 0.03%
45 CITIGROUP INC 236 19,000 0.03%
46 MANUFACTURERS LIFE INSURANCE COMPANY, THE 232 19,000 0.03%
47 GUPTA WEALTH MANAGEMENT LLC 105 8,000 0.01%
48 NEXT Financial Group, Inc 100 8,000 0.01%
49 PNC FINANCIAL SERVICES GROUP, INC. 48 4,000 0.01%
50 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 5 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.