Dark
Light
System
Security
RYDEX GUGGENHEIM
RYDEX GUGGENHEIM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 44 Institutional holders with a total value of $47,325,537.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMERICAN INTERNATIONAL GROUP, INC. 58,443 5,179,242 10.94%
2 LPL Financial LLC 55,904 4,917,000 10.39%
3 WELLS FARGO & COMPANY/MN 50,816 4,503,000 9.51%
4 Legacy Private Trust Co. 44,880 3,977,000 8.40%
5 UBS Group AG 36,421 3,228,000 6.82%
6 SG Americas Securities, LLC 32,685 2,897,000 6.12%
7 JANE STREET GROUP, LLC 30,835 2,733,000 5.77%
8 MORGAN STANLEY 26,598 2,357,000 4.98%
9 Transamerica Financial Advisors, LLC 25,748 2,282,000 4.82%
10 RAYMOND JAMES & ASSOCIATES 19,443 1,723,000 3.64%
11 GOLDMAN SACHS GROUP INC 18,202 1,613,000 3.41%
12 BANK OF AMERICA CORP /DE/ 16,873 1,496,000 3.16%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 16,678 1,476,000 3.12%
14 ROYAL BANK OF CANADA 14,154 1,254,000 2.65%
15 Raymond James Financial Services Advisors, Inc. 13,580 1,203,000 2.54%
16 B. Riley Wealth Advisors, Inc. 11,925 1,057,000 2.23%
17 AMERIPRISE FINANCIAL INC 10,828 960,000 2.03%
18 BANK OF STOCKTON 6,845 607,000 1.28%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,225 464,000 0.98%
20 GREENLEAF TRUST 5,050 448,000 0.95%
21 Freedom Investment Management, Inc. 3,957 351,000 0.74%
22 STIFEL FINANCIAL CORP 3,713 329,000 0.70%
23 VSR Financial Services, Inc. 3,591 318,000 0.67%
24 BALASA DINVERNO & FOLTZ LLC 3,525 312,000 0.66%
25 Creative Planning 3,395 301,000 0.64%
26 Sigma Planning Corp 3,117 276,000 0.58%
27 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 2,737 243,000 0.51%
28 Commonwealth Equity Services, Inc 2,572 228,000 0.48%
29 Karp Capital Management Corp 1,725 153,000 0.32%
30 Johnson Financial Group, Inc. 1,180 105,000 0.22%
31 MSI Financial Services Inc 728 65,000 0.14%
32 OPTIMUM INVESTMENT ADVISORS 683 61,000 0.13%
33 MANAGED ACCOUNT ADVISORS LLC 369 33,000 0.07%
34 WFG Advisors, LP 365 32,000 0.07%
35 Simplicity Solutions, LLC 308 27,295 0.06%
36 Vantage Investment Advisors, LLC 310 27,000 0.06%
37 BANK OF MONTREAL /CAN/ 290 26,000 0.05%
38 Cordasco Financial Network 250 22,000 0.05%
39 CITIGROUP INC 195 17,000 0.04%
40 Tower Research Capital LLC (TRC) 90 8,000 0.02%
41 NEXT Financial Group, Inc 100 8,000 0.02%
42 B. Riley Wealth Management, Inc. 57 5,000 0.01%
43 PNC FINANCIAL SERVICES GROUP, INC. 48 4,000 0.01%
44 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.